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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFIN icon
1151
First Financial Bankshares
FFIN
$4.99B
$6K ﹤0.01%
246
– –
HDB icon
1152
HDFC Bank
HDB
$120B
$6K ﹤0.01%
262
– –
HEI.A icon
1153
HEICO Corp Class A
HEI.A
$37B
$6K ﹤0.01%
74
+7
+10% +$591
ITA icon
1154
iShares US Aerospace & Defense ETF
ITA
$15B
$6K ﹤0.01%
84
-60
-42% -$4.92K
IWN icon
1155
iShares Russell 2000 Value ETF
IWN
$14.6B
$6K ﹤0.01%
65
– –
LYV icon
1156
Live Nation Entertainment
LYV
$42.7B
$6K ﹤0.01%
129
+16
+14% +$825
MIDD icon
1157
Middleby
MIDD
$5.43B
$6K ﹤0.01%
74
– –
MNST icon
1158
Monster Beverage
MNST
$89.2B
$6K ﹤0.01%
304
+296
+3,700% +$5.85K
MYD
1159
DELISTED
BlackRock MuniYield Fund
MYD
$6K ﹤0.01%
512
– –
NNN icon
1160
NNN REIT
NNN
$8.71B
$6K ﹤0.01%
202
– –
PIO icon
1161
Invesco Global Water ETF
PIO
$279M
$6K ﹤0.01%
200
– –
PSNL icon
1162
Personalis
PSNL
$1.5B
$6K ﹤0.01%
300
– –
SDOG icon
1163
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$6K ﹤0.01%
162
+2
+1% +$76
SJNK icon
1164
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$6K ﹤0.01%
262
– –
STAA icon
1165
STAAR Surgical
STAA
$1.24B
$6K ﹤0.01%
+118
New +$6.36K
VGIT icon
1166
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$6K ﹤0.01%
91
– –
WCC
1167
WESCO International
WCC
$17.8B
$6K ﹤0.01%
150
– –
WDC icon
1168
Western Digital
WDC
$151B
$6K ﹤0.01%
249
– –
TWOU
1169
DELISTED
2U Inc
TWOU
$6K ﹤0.01%
7
– –
MGU
1170
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$6K ﹤0.01%
366
– –
CAJ
1171
DELISTED
Canon, Inc.
CAJ
$6K ﹤0.01%
400
– –
BSCL
1172
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$6K ﹤0.01%
304
– –
RP
1173
DELISTED
RealPage, Inc.
RP
$6K ﹤0.01%
117
+6
+5% +$371
BSCN
1174
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$6K ﹤0.01%
306
– –
AEIS icon
1175
Advanced Energy
AEIS
$13.1B
$5K ﹤0.01%
82
– –
45 46
47
48 49

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.