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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVR icon
1151
Invesco Senior Income Trust
VVR
$454M
$3K ﹤0.01%
875
-593
-40% -$2.45K
XLG icon
1152
Invesco S&P 500 Top 50 ETF
XLG
$11B
$3K ﹤0.01%
170
+30
+21% +$582
RCM
1153
DELISTED
R1 RCM Inc. Common Stock
RCM
$3K ﹤0.01%
450
– –
VMW
1154
DELISTED
VMware, Inc
VMW
$3K ﹤0.01%
24
– –
MBII
1155
DELISTED
Marrone Bio Innovations, Inc.
MBII
$3K ﹤0.01%
2,000
– –
RP
1156
DELISTED
RealPage, Inc.
RP
$3K ﹤0.01%
69
+24
+53% +$1.25K
WP
1157
DELISTED
Worldpay, Inc.
WP
$3K ﹤0.01%
50
– –
GM.WS.B
1158
DELISTED
General Motors Company
GM.WS.B
$3K ﹤0.01%
234
– –
ARI
1159
Apollo Commercial Real Estate
ARI
$885M
$2K ﹤0.01%
150
-150
-50% -$2.77K
BTI icon
1160
British American Tobacco
BTI
$128B
$2K ﹤0.01%
66
-295
-82% -$11.5K
CNDT icon
1161
Conduent
CNDT
$264M
$2K ﹤0.01%
192
-40
-17% -$623
DBRG icon
1162
DigitalBridge
DBRG
$2.95B
$2K ﹤0.01%
105
– –
DXC icon
1163
DXC Technology
DXC
$1.73B
$2K ﹤0.01%
39
-15
-28% -$1.04K
FCPT icon
1164
Four Corners Property Trust
FCPT
$2.75B
$2K ﹤0.01%
86
-187
-68% -$4.95K
FEX icon
1165
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$2K ﹤0.01%
56
– –
FIZZ icon
1166
National Beverage
FIZZ
$3.01B
$2K ﹤0.01%
60
– –
GDXJ icon
1167
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$2K ﹤0.01%
97
– –
GMOM icon
1168
Cambria Global Momentum ETF
GMOM
$71.6M
$2K ﹤0.01%
+86
New +$2.17K
GTX icon
1169
Garrett Motion
GTX
$5.57B
$2K ﹤0.01%
+248
New +$3.37K
HAIN icon
1170
Hain Celestial
HAIN
$53.7M
$2K ﹤0.01%
160
-47
-23% -$1.05K
HOG icon
1171
Harley-Davidson
HOG
$2.71B
$2K ﹤0.01%
83
– –
HUN icon
1172
Huntsman Corp
HUN
$1.77B
$2K ﹤0.01%
99
– –
IDXX icon
1173
Idexx Laboratories
IDXX
$46.2B
$2K ﹤0.01%
14
+7
+100% +$1.44K
IWN icon
1174
iShares Russell 2000 Value ETF
IWN
$14.6B
$2K ﹤0.01%
25
– –
JBL icon
1175
Jabil
JBL
$35.8B
$2K ﹤0.01%
94
– –
45 46
47
48 49

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.