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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBII
1151
DELISTED
Marrone Bio Innovations, Inc.
MBII
$3K ﹤0.01%
2,000
– –
NAV
1152
DELISTED
Navistar International
NAV
$3K ﹤0.01%
75
– –
SINA
1153
DELISTED
Sina Corp
SINA
$3K ﹤0.01%
46
– –
BGG
1154
DELISTED
Briggs & Stratton Corp.
BGG
$3K ﹤0.01%
181
– –
VSM
1155
DELISTED
Versum Materials, Inc.
VSM
$3K ﹤0.01%
100
– –
LEXEA
1156
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$3K ﹤0.01%
85
– –
IVTY
1157
DELISTED
Invuity, Inc
IVTY
$3K ﹤0.01%
1,000
– –
ACCO icon
1158
Acco Brands
ACCO
$407M
$2K ﹤0.01%
+159
New +$2.04K
CAR icon
1159
Avis
CAR
$5.02B
$2K ﹤0.01%
70
– –
DBRG icon
1160
DigitalBridge
DBRG
$2.95B
$2K ﹤0.01%
105
– –
JQC icon
1161
Nuveen Credit Strategies Income Fund
JQC
$711M
$2K ﹤0.01%
352
– –
CPTL
1162
Global X Funds Global X Morningstar Capital Allocation Leaders ETF
CPTL
$120M
$2K ﹤0.01%
117
– –
MSCI icon
1163
MSCI
MSCI
$40.9B
$2K ﹤0.01%
14
– –
MTN icon
1164
Vail Resorts
MTN
$5.3B
$2K ﹤0.01%
+8
New +$1.96K
NSA
1165
DELISTED
National Storage Affiliates Trust
NSA
$2K ﹤0.01%
75
– –
IMDX
1166
Insight Molecular Diagnostics
IMDX
$156M
$2K ﹤0.01%
43
– –
PBI icon
1167
Pitney Bowes
PBI
$2.39B
$2K ﹤0.01%
283
-530
-65% -$5.12K
PHI icon
1168
PLDT
PHI
$4.33B
$2K ﹤0.01%
100
– –
RL icon
1169
Ralph Lauren
RL
$23.6B
$2K ﹤0.01%
18
– –
TK icon
1170
Teekay
TK
$985M
$2K ﹤0.01%
300
– –
UAA icon
1171
Under Armour
UAA
$2.6B
$2K ﹤0.01%
93
– –
UHAL icon
1172
U-Haul Holding Co
UHAL
$14.6B
$2K ﹤0.01%
60
– –
VYX icon
1173
NCR Voyix
VYX
$1.14B
$2K ﹤0.01%
142
– –
XLG icon
1174
Invesco S&P 500 Top 50 ETF
XLG
$11B
$2K ﹤0.01%
140
– –
CMBT
1175
CMB.TECH NV
CMBT
$4.73B
$2K ﹤0.01%
315
– –
45 46
47
48 49

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RFA
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CC
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RM
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.