CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
This Quarter Return
+2.69%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$666M
AUM Growth
+$666M
Cap. Flow
+$54.6M
Cap. Flow %
8.2%
Top 10 Hldgs %
45.11%
Holding
1,315
New
70
Increased
328
Reduced
188
Closed
67

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
$16.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.7M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$3.35M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$2.49M
5
XOM icon
Exxon Mobil
XOM
$1.98M

Top Sells

1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$2.16M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$945K
3
WT icon
WisdomTree
WT
$754K
4
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$553K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
$548K

Sector Composition

1 Financials 8.9%
2 Technology 6.09%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EXAM
1151
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
– –
-154
Closed -$5K
IHS
1152
DELISTED
IHS INC CL-A COM STK
IHS
– –
-110
Closed -$12K
HTS
1153
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-200
Closed -$3K
RSE
1154
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
– –
-19
Closed –
GM.WS.A
1155
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-435
Closed -$8K
CPGX
1156
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
– –
-4,685
Closed -$119K
CRC
1157
DELISTED
California Resources Corporation
CRC
– –
-1
Closed –
LINE
1158
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
– –
-2,999
Closed –
SSE
1159
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
– –
-14
Closed –
BTU
1160
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-20
Closed –
ATLS
1161
DELISTED
ATLAS ENERGY GRP,LLC COM UNITS REPSTG LTD (DE)
ATLS
$0 ﹤0.01%
117
– –
HYGS
1162
DELISTED
Hydrogenics Corp
HYGS
$0 ﹤0.01%
4
– –
DHG
1163
DELISTED
Deutsche High Incm Opportunities
DHG
$0 ﹤0.01%
+50
New –
TYC
1164
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-930
Closed -$39K
HOT
1165
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-11
Closed –
CA
1166
DELISTED
CA, Inc.
CA
$0 ﹤0.01%
7
– –
AMU
1167
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$0 ﹤0.01%
48
– –
LPNT
1168
DELISTED
LifePoint Health, Inc.
LPNT
$0 ﹤0.01%
1
– –
FCH
1169
DELISTED
Felcor Lodging Trust
FCH
– –
-21
Closed –
KMI.WS
1170
DELISTED
Kinder Morgan Inc
KMI.WS
$0 ﹤0.01%
2,184
– –
RBS.PRR
1171
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
– –
-2,000
Closed -$50K
FBG
1172
DELISTED
UBS AG LONDON BRH FISHER ENHANCED BIG CAP GROWTH ETN
FBG
– –
-477
Closed -$28K
KKD
1173
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
– –
-764
Closed -$16K
ARE icon
1174
Alexandria Real Estate Equities
ARE
$13.8B
– –
-5
Closed –
FNDC icon
1175
Schwab Fundamental International Small Company Index ETF
FNDC
$2.96B
$0 ﹤0.01%
18
– –
45 46
47
48 49