CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,315
New
Increased
Reduced
Closed

Top Buys

1
+$16.4M
2
+$11.6M
3
+$3.36M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.45M
5
XOM icon
Exxon Mobil
XOM
+$2.01M

Top Sells

1
+$2.12M
2
+$945K
3
+$765K
4
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
+$535K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$516K

Sector Composition

1 Financials 8.9%
2 Technology 6.08%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1151
– –
-3,648
1152
– –
0
1153
– –
-875
1154
– –
-14
1155
– –
0
1156
– –
-3,413
1157
$0 ﹤0.01%
24
1158
– –
0
1159
$0 ﹤0.01%
45
1160
– –
-500
1161
$0 ﹤0.01%
189
1162
– –
-125
1163
$0 ﹤0.01%
11
1164
$0 ﹤0.01%
15
1165
$0 ﹤0.01%
13
1166
– –
-13
1167
$0 ﹤0.01%
12
1168
– –
-281
1169
– –
-170
1170
– –
-4,000
1171
– –
-200
1172
– –
-19
1173
– –
-435
1174
$0 ﹤0.01%
+50
1175
– –
-888
45 46
47
48 49