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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCEL icon
1151
FuelCell Energy
FCEL
$1.62B
– –
0
– –
FNDA icon
1152
Schwab Fundamental US Small Company Index ETF
FNDA
$9.27B
$0 ﹤0.01%
+46
New +$668
FNDC icon
1153
Schwab Fundamental International Small Company Index ETF
FNDC
$3.12B
$0 ﹤0.01%
+18
New +$491
FNDE icon
1154
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.76B
$0 ﹤0.01%
+29
New +$600
FNDF icon
1155
Schwab Fundamental International Large Company Index ETF
FNDF
$25.2B
$0 ﹤0.01%
+29
New +$694
FWONA icon
1156
Liberty Media Series A
FWONA
$22.9B
– –
-498
Closed -$12K
FWONK icon
1157
Liberty Media Series C
FWONK
$25B
– –
-1,756
Closed -$47K
G icon
1158
Genpact
G
$6.13B
$0 ﹤0.01%
18
– –
B
1159
Barrick Mining
B
$69.3B
– –
-15
Closed –
GPN icon
1160
Global Payments
GPN
$23.2B
$0 ﹤0.01%
+3
New +$221
GT icon
1161
Goodyear
GT
$1.94B
– –
-136
Closed -$4K
HOFT icon
1162
Hooker Furnishings Corp
HOFT
$163M
$0 ﹤0.01%
4
– –
HRI icon
1163
Herc Holdings
HRI
$5.62B
– –
-115
Closed -$3K
IAU icon
1164
iShares Gold Trust
IAU
$66B
$0 ﹤0.01%
+26
New +$632
IEP icon
1165
Icahn Enterprises
IEP
$5.42B
$0 ﹤0.01%
8
– –
IFV icon
1166
First Trust Dorsey Wright International Focus 5 ETF
IFV
$233M
– –
-3,770
Closed -$64K
IIIN icon
1167
Insteel Industries
IIIN
$626M
$0 ﹤0.01%
14
– –
IMNN icon
1168
Imunon
IMNN
$6.64M
– –
0
– –
IMO icon
1169
Imperial Oil
IMO
$61.1B
– –
-183
Closed -$6K
KIM icon
1170
Kimco Realty
KIM
$16.4B
$0 ﹤0.01%
24
– –
LILA icon
1171
Liberty Latin America Class A
LILA
$1.7B
$0 ﹤0.01%
12
– –
LILAK icon
1172
Liberty Latin America Class C
LILAK
$1.68B
$0 ﹤0.01%
22
– –
LITE icon
1173
Lumentum
LITE
$65.2B
$0 ﹤0.01%
2
– –
LVS icon
1174
Las Vegas Sands
LVS
$29.9B
$0 ﹤0.01%
11
– –
M icon
1175
Macy's
M
$6.61B
$0 ﹤0.01%
13
– –
45 46
47
48 49

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.