CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,320
New
Increased
Reduced
Closed

Top Buys

1
+$12.2M
2
+$11.5M
3
+$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.81M

Top Sells

1
+$6.02M
2
+$1.66M
3
+$1.33M
4
PACW
PacWest Bancorp
PACW
+$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1151
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-110
1152
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-2,328
1153
$0 ﹤0.01%
1
-432
1154
$0 ﹤0.01%
2,999
+1,955
1155
– –
-76
1156
$0 ﹤0.01%
14
1157
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-1,750
1158
– –
-1,000
1159
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-2,500
1160
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-29
1161
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-651
1162
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-5
1163
– –
-4,406
1164
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-1,800
1165
$0 ﹤0.01%
20
1166
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-1,466
1167
$0 ﹤0.01%
117
1168
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-393
1169
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-60
1170
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-2,000
1171
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-500
1172
$0 ﹤0.01%
4
1173
$0 ﹤0.01%
11
1174
$0 ﹤0.01%
7
1175
– –
-1,860
45 46
47
48 49