CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$598M
Cap. Flow
+$43.1M
Cap. Flow %
7.21%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
275
Reduced
180
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AEE icon
1151
Ameren
AEE
$27B
– –
0
– –
AER icon
1152
AerCap
AER
$22.2B
– –
-55
Closed -$2K
ALLE icon
1153
Allegion
ALLE
$14.4B
$0 ﹤0.01%
7
– –
ALLY icon
1154
Ally Financial
ALLY
$12.5B
– –
-180
Closed -$3K
AMG icon
1155
Affiliated Managers Group
AMG
$6.53B
– –
-14
Closed -$2K
IIIN icon
1156
Insteel Industries
IIIN
$739M
$0 ﹤0.01%
14
– –
IMNN icon
1157
Imunon
IMNN
$14.7M
$0 ﹤0.01%
563
– –
IMO icon
1158
Imperial Oil
IMO
$45.4B
– –
-183
Closed -$6K
KIM icon
1159
Kimco Realty
KIM
$15.1B
$0 ﹤0.01%
24
– –
LILA icon
1160
Liberty Latin America Class A
LILA
$1.57B
$0 ﹤0.01%
8
– –
LILAK icon
1161
Liberty Latin America Class C
LILAK
$1.6B
$0 ﹤0.01%
19
– –
GPN icon
1162
Global Payments
GPN
$21.1B
$0 ﹤0.01%
+3
New –
GT icon
1163
Goodyear
GT
$2.4B
– –
-136
Closed -$4K
HOFT icon
1164
Hooker Furnishings Corp
HOFT
$107M
$0 ﹤0.01%
4
– –
HRI icon
1165
Herc Holdings
HRI
$4.37B
– –
-346
Closed -$3K
IAU icon
1166
iShares Gold Trust
IAU
$51.8B
$0 ﹤0.01%
+52
New –
IEP icon
1167
Icahn Enterprises
IEP
$4.84B
$0 ﹤0.01%
8
– –
IFV icon
1168
First Trust Dorsey Wright International Focus 5 ETF
IFV
$169M
– –
-3,770
Closed -$64K
SSD icon
1169
Simpson Manufacturing
SSD
$7.83B
– –
-10
Closed –
STRL icon
1170
Sterling Infrastructure
STRL
$8.42B
$0 ﹤0.01%
4
– –
STZ icon
1171
Constellation Brands
STZ
$26.7B
– –
-28
Closed -$4K
SXC icon
1172
SunCoke Energy
SXC
$644M
$0 ﹤0.01%
147
– –
SYF icon
1173
Synchrony
SYF
$28.1B
$0 ﹤0.01%
31
– –
TFX icon
1174
Teleflex
TFX
$5.61B
$0 ﹤0.01%
3
– –
TPL icon
1175
Texas Pacific Land
TPL
$21.7B
– –
-50
Closed -$7K
45 46
47
48 49