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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRAA icon
1126
PRA Group
PRAA
$706M
$7K ﹤0.01%
194
– –
P
1127
Everpure Inc
P
$36.4B
$7K ﹤0.01%
500
-374
-43% -$6.11K
RMD icon
1128
ResMed
RMD
$32.6B
$7K ﹤0.01%
45
-339
-88% -$62.6K
RYAAY icon
1129
Ryanair
RYAAY
$30.8B
$7K ﹤0.01%
215
– –
SABA
1130
Saba Capital Income & Opportunities Fund II
SABA
$222M
$7K ﹤0.01%
715
– –
SPG icon
1131
Simon Property Group
SPG
$71B
$7K ﹤0.01%
118
+3
+3% +$197
TAC icon
1132
TransAlta
TAC
$3.95B
$7K ﹤0.01%
1,198
– –
TSI
1133
TCW Strategic Income Fund
TSI
$213M
$7K ﹤0.01%
1,250
– –
VLO icon
1134
Valero Energy
VLO
$93.3B
$7K ﹤0.01%
171
+170
+17,000% +$8.9K
WBD icon
1135
Warner Bros
WBD
$67.9B
$7K ﹤0.01%
334
– –
RCM
1136
DELISTED
R1 RCM Inc. Common Stock
RCM
$7K ﹤0.01%
450
– –
MGP
1137
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$7K ﹤0.01%
259
– –
IRR
1138
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$7K ﹤0.01%
3,000
– –
ABCB icon
1139
Ameris Bancorp
ABCB
$5.92B
$6K ﹤0.01%
271
– –
AES icon
1140
AES
AES
$10.5B
$6K ﹤0.01%
385
+366
+1,926% +$6.11K
ASH icon
1141
Ashland
ASH
$3.42B
$6K ﹤0.01%
97
– –
CVSA
1142
Covista Inc
CVSA
$4.31B
$6K ﹤0.01%
275
– –
BGS icon
1143
B&G Foods
BGS
$277M
$6K ﹤0.01%
248
– –
BXP icon
1144
Boston Properties
BXP
$10.8B
$6K ﹤0.01%
78
– –
CLB icon
1145
Core Laboratories
CLB
$570M
$6K ﹤0.01%
404
– –
DORM icon
1146
Dorman Products
DORM
$3.95B
$6K ﹤0.01%
70
+42
+150% +$3.36K
EHC icon
1147
Encompass Health
EHC
$12.4B
$6K ﹤0.01%
118
+107
+973% +$5.49K
EXI icon
1148
iShares Global Industrials ETF
EXI
$1.48B
$6K ﹤0.01%
65
– –
EZU icon
1149
iShare MSCI Eurozone ETF
EZU
$9.91B
$6K ﹤0.01%
177
– –
FAX
1150
abrdn Asia-Pacific Income Fund
FAX
$604M
$6K ﹤0.01%
289
– –
44 45
46
47 48

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.