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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEF icon
1126
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$3K ﹤0.01%
+36
New +$3.65K
IQV icon
1127
IQVIA
IQV
$39.3B
$3K ﹤0.01%
+32
New +$3.88K
IXP icon
1128
iShares Global Comm Services ETF
IXP
$572M
$3K ﹤0.01%
65
– –
JACK icon
1129
Jack in the Box
JACK
$335M
$3K ﹤0.01%
+48
New +$3.9K
JRI icon
1130
Nuveen Real Asset Income & Growth Fund
JRI
$352M
$3K ﹤0.01%
224
– –
LBTYA icon
1131
Liberty Global Class A
LBTYA
$3.6B
$3K ﹤0.01%
183
-1
-0.5% -$25
LEN icon
1132
Lennar Class A
LEN
$21.2B
$3K ﹤0.01%
89
-1
-1% -$41
MAN icon
1133
ManpowerGroup
MAN
$2.63B
$3K ﹤0.01%
50
– –
MAT icon
1134
Mattel
MAT
$4.23B
$3K ﹤0.01%
268
+2
+0.8% +$26
NOK icon
1135
Nokia
NOK
$52.3B
$3K ﹤0.01%
547
– –
OZK icon
1136
Bank OZK
OZK
$5.61B
$3K ﹤0.01%
156
+4
+3% +$111
PDBC icon
1137
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.42B
$3K ﹤0.01%
+198
New +$3.39K
PH icon
1138
Parker-Hannifin
PH
$135B
$3K ﹤0.01%
21
– –
PJP icon
1139
Invesco Pharmaceuticals ETF
PJP
$498M
$3K ﹤0.01%
50
– –
PMO
1140
Franklin Municipal Opportunities Trust
PMO
$285M
$3K ﹤0.01%
333
– –
PNR icon
1141
Pentair
PNR
$11B
$3K ﹤0.01%
83
– –
PPT
1142
Franklin Premier Income Trust
PPT
$328M
$3K ﹤0.01%
750
– –
PSCI icon
1143
Invesco S&P SmallCap Industrials ETF
PSCI
$196M
$3K ﹤0.01%
69
– –
SNSR icon
1144
Global X Internet of Things ETF
SNSR
$223M
$3K ﹤0.01%
232
– –
SPH icon
1145
Suburban Propane Partners
SPH
$1.18B
$3K ﹤0.01%
175
– –
TRMB icon
1146
Trimble
TRMB
$13.9B
$3K ﹤0.01%
103
– –
TS icon
1147
Tenaris
TS
$26.8B
$3K ﹤0.01%
168
– –
TX icon
1148
Ternium
TX
$10.6B
$3K ﹤0.01%
+120
New +$3.58K
UHAL icon
1149
U-Haul Holding Co
UHAL
$14.6B
$3K ﹤0.01%
100
+40
+67% +$1.35K
VAC icon
1150
Marriott Vacations Worldwide
VAC
$4.25B
$3K ﹤0.01%
46
– –
44 45
46
47 48

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.