CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
This Quarter Return
+2.69%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$666M
AUM Growth
+$666M
Cap. Flow
+$54.6M
Cap. Flow %
8.2%
Top 10 Hldgs %
45.11%
Holding
1,315
New
70
Increased
328
Reduced
188
Closed
67

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
$16.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.7M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$3.35M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$2.49M
5
XOM icon
Exxon Mobil
XOM
$1.98M

Top Sells

1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$2.16M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$945K
3
WT icon
WisdomTree
WT
$754K
4
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$553K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
$548K

Sector Composition

1 Financials 8.9%
2 Technology 6.09%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VAR
1126
DELISTED
Varian Medical Systems, Inc.
VAR
$1K ﹤0.01%
12
-190
-94% -$15.8K
HTZ
1127
DELISTED
Hertz Global Holdings, Inc.
HTZ
$1K ﹤0.01%
40
-160
-80% -$4K
BCS.PRA.CL
1128
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$1K ﹤0.01%
50
– –
NE
1129
DELISTED
Noble Corporation
NE
$1K ﹤0.01%
250
– –
CHK
1130
DELISTED
Chesapeake Energy Corporation
CHK
$1K ﹤0.01%
251
– –
CHUBK
1131
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
$1K ﹤0.01%
+74
New +$1K
BWLD
1132
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$1K ﹤0.01%
10
– –
ENH
1133
DELISTED
Endurance Specialty Holdings Ltd
ENH
$1K ﹤0.01%
16
– –
NRF
1134
DELISTED
NorthStar Realty Finance Corp.
NRF
$1K ﹤0.01%
135
– –
STJ
1135
DELISTED
St Jude Medical
STJ
$1K ﹤0.01%
13
– –
CY
1136
DELISTED
Cypress Semiconductor
CY
$1K ﹤0.01%
125
– –
JMBA
1137
DELISTED
Jamba, Inc.
JMBA
$1K ﹤0.01%
100
– –
UTEK
1138
DELISTED
Ultratech Inc.
UTEK
$0 ﹤0.01%
13
– –
ELNK
1139
DELISTED
EarthLink Holdings Corp.
ELNK
– –
-13
Closed –
TLN
1140
DELISTED
Talen Energy Corporation
TLN
$0 ﹤0.01%
12
– –
CVT
1141
DELISTED
CVENT, INC.
CVT
– –
-281
Closed -$10K
FLTX
1142
DELISTED
Fleetmatics Group PLC
FLTX
– –
-170
Closed -$7K
STR
1143
DELISTED
QUESTAR CORP
STR
– –
-4,000
Closed -$101K
BCS.PR.CL
1144
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
– –
-800
Closed -$20K
NPI
1145
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
– –
-830
Closed -$12K
EMC
1146
DELISTED
EMC CORPORATION
EMC
– –
-6,119
Closed -$166K
WPG
1147
DELISTED
Washington Prime Group Inc.
WPG
$0 ﹤0.01%
50
– –
GDF
1148
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
– –
-2,000
Closed -$17K
FMER
1149
DELISTED
FIRSTMERIT CORP
FMER
– –
-24
Closed –
FMLP
1150
DELISTED
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
– –
-57,900
Closed -$945K
44 45
46
47 48