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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALLE icon
1126
Allegion
ALLE
$14.5B
$0 ﹤0.01%
7
– –
ALLY icon
1127
Ally Financial
ALLY
$13.3B
– –
-180
Closed -$3K
AMG icon
1128
Affiliated Managers Group
AMG
$9.88B
– –
-14
Closed -$2K
AMN icon
1129
AMN Healthcare
AMN
$1.28B
$0 ﹤0.01%
15
– –
ARE icon
1130
Alexandria Real Estate Equities
ARE
$8.4B
$0 ﹤0.01%
5
– –
AVNW icon
1131
Aviat Networks
AVNW
$272M
– –
-3
Closed –
BB icon
1132
BlackBerry
BB
$5.33B
$0 ﹤0.01%
15
– –
BLDP
1133
Ballard Power Systems
BLDP
$766M
$0 ﹤0.01%
600
– –
BMRN icon
1134
BioMarin Pharmaceuticals
BMRN
$12.2B
– –
-18
Closed -$1K
BRW
1135
Saba Capital Income & Opportunities Fund
BRW
$339M
– –
-1,580
Closed -$16K
BSET icon
1136
Bassett Furniture
BSET
$173M
$0 ﹤0.01%
6
– –
CAKE icon
1137
Cheesecake Factory
CAKE
$5.33B
– –
-60
Closed -$3K
CLAR icon
1138
Clarus
CLAR
$152M
$0 ﹤0.01%
25
– –
CRNT icon
1139
Ceragon Networks
CRNT
$201M
$0 ﹤0.01%
37
– –
CWI icon
1140
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$0 ﹤0.01%
29
– –
CYH icon
1141
Community Health Systems
CYH
$420M
$0 ﹤0.01%
+13
New +$190
DAN icon
1142
Dana Inc
DAN
$3.01B
$0 ﹤0.01%
38
– –
DPZ icon
1143
Domino's
DPZ
$11.7B
$0 ﹤0.01%
4
– –
EIX icon
1144
Edison International
EIX
$26.1B
$0 ﹤0.01%
12
– –
EOI
1145
Eaton Vance Enhanced Equity Income Fund
EOI
$828M
$0 ﹤0.01%
9
– –
ERIC icon
1146
Ericsson
ERIC
$33.3B
$0 ﹤0.01%
40
-25
-38% -$205
EWBC icon
1147
East-West Bancorp
EWBC
$18B
– –
-4
Closed –
EWD icon
1148
iShares MSCI Sweden ETF
EWD
$594M
– –
-133
Closed -$3K
EWL icon
1149
iShares MSCI Switzerland ETF
EWL
$2.24B
– –
-378
Closed -$11K
FANG icon
1150
Diamondback Energy
FANG
$51.9B
$0 ﹤0.01%
3
– –
44 45
46
47 48

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.