CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$598M
Cap. Flow
+$43.1M
Cap. Flow %
7.21%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
275
Reduced
180
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ATLS
1126
DELISTED
ATLAS ENERGY GRP,LLC COM UNITS REPSTG LTD (DE)
ATLS
$0 ﹤0.01%
117
– –
ALU
1127
DELISTED
ALCATEL-LUCENT ADR
ALU
– –
-393
Closed -$1K
ACI
1128
DELISTED
ARCH COAL, INC.
ACI
– –
-60
Closed –
SD
1129
DELISTED
SANDRIDGE ENERGY, INC.
SD
– –
-2,000
Closed –
MDTH
1130
DELISTED
MEDCATH CORPORATION
MDTH
– –
-500
Closed –
HYGS
1131
DELISTED
Hydrogenics Corp
HYGS
$0 ﹤0.01%
4
– –
HOT
1132
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$0 ﹤0.01%
11
– –
CA
1133
DELISTED
CA, Inc.
CA
$0 ﹤0.01%
7
– –
IRC
1134
DELISTED
INLAND REAL ESTATE CORP
IRC
– –
-1,860
Closed -$19K
BDCS
1135
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
– –
-31,040
Closed -$633K
AMU
1136
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$0 ﹤0.01%
48
– –
LPNT
1137
DELISTED
LifePoint Health, Inc.
LPNT
$0 ﹤0.01%
1
– –
FCH
1138
DELISTED
Felcor Lodging Trust
FCH
$0 ﹤0.01%
21
– –
KMI.WS
1139
DELISTED
Kinder Morgan Inc
KMI.WS
$0 ﹤0.01%
2,184
-358
-14% –
LNKD
1140
DELISTED
LinkedIn Corporation
LNKD
– –
-39
Closed -$4K
DEG
1141
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
– –
-1,126
Closed -$29K
TWC
1142
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-275
Closed -$56K
NEWN
1143
DELISTED
NEW ENG SYS GRP COM STK (NV)
NEWN
$0 ﹤0.01%
30
– –
HAWK
1144
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$0 ﹤0.01%
24
– –
STMP
1145
DELISTED
Stamps.com, Inc.
STMP
$0 ﹤0.01%
4
– –
FNSR
1146
DELISTED
Finisar Corp
FNSR
$0 ﹤0.01%
1
-1
-50% –
GCVRZ
1147
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$0 ﹤0.01%
42
– –
ANAC
1148
DELISTED
ANACOR PHARMACEUTICALS INC COM
ANAC
– –
-16
Closed –
AAN.A
1149
DELISTED
AARON'S INC CL-A
AAN.A
– –
-2,700
Closed -$67K
ACLS icon
1150
Axcelis
ACLS
$2.5B
$0 ﹤0.01%
342
– –
44 45
46
47 48