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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOX icon
1101
Vanguard Communication Services ETF
VOX
$5.85B
$4K ﹤0.01%
53
– –
WDAY icon
1102
Workday
WDAY
$44.4B
$4K ﹤0.01%
29
– –
WIW
1103
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$4K ﹤0.01%
451
– –
XRAY icon
1104
Dentsply Sirona
XRAY
$2.43B
$4K ﹤0.01%
108
-35
-24% -$1.27K
XSOE icon
1105
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
$4K ﹤0.01%
+164
New +$4.28K
BECN
1106
DELISTED
Beacon Roofing Supply, Inc.
BECN
$4K ﹤0.01%
120
-2
-2% -$62
MRO
1107
DELISTED
Marathon Oil Corporation
MRO
$4K ﹤0.01%
287
+1
+0.3% +$18
FGH
1108
DELISTED
FG Group Holdings Inc.
FGH
$4K ﹤0.01%
3,375
– –
WAGE
1109
DELISTED
WageWorks, Inc.
WAGE
$4K ﹤0.01%
160
+3
+2% +$108
USG
1110
DELISTED
Usg
USG
$4K ﹤0.01%
113
-127
-53% -$5.43K
ELLI
1111
DELISTED
Ellie Mae Inc
ELLI
$4K ﹤0.01%
67
+1
+2% +$71
ESV
1112
DELISTED
Ensco Rowan plc
ESV
$4K ﹤0.01%
240
– –
MBT
1113
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$4K ﹤0.01%
628
– –
AEIS icon
1114
Advanced Energy
AEIS
$13B
$3K ﹤0.01%
82
– –
AGZ icon
1115
iShares Agency Bond ETF
AGZ
$565M
$3K ﹤0.01%
30
– –
AOM icon
1116
iShares Core Moderate Allocation ETF
AOM
$1.78B
$3K ﹤0.01%
96
-2,690
-97% -$98.1K
BMA icon
1117
Banco Macro
BMA
$5.35B
$3K ﹤0.01%
73
– –
CDW icon
1118
CDW
CDW
$17B
$3K ﹤0.01%
43
-60
-58% -$5.17K
CIK
1119
Credit Suisse Asset Management Income Fund
CIK
$134M
$3K ﹤0.01%
1,373
– –
DBC icon
1120
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$3K ﹤0.01%
215
+2
+0.9% +$33
ENOV icon
1121
Enovis
ENOV
$1.53B
$3K ﹤0.01%
102
-12
-11% -$560
EQH icon
1122
Equitable Holdings
EQH
$14.1B
$3K ﹤0.01%
+203
New +$3.96K
H icon
1123
Hyatt Hotels
H
$16.7B
$3K ﹤0.01%
58
+32
+123% +$2.24K
HTLD icon
1124
Heartland Express
HTLD
$956M
$3K ﹤0.01%
212
– –
IDU icon
1125
iShares US Utilities ETF
IDU
$1.36B
$3K ﹤0.01%
50
– –
43 44
45
46 47

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.