We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
1101
iShares Floating Rate Bond ETF
FLOT
$10.3B
$2K ﹤0.01%
45
– –
GRNB icon
1102
VanEck Green Bond ETF
GRNB
$185M
$2K ﹤0.01%
78
– –
CPTL
1103
Global X Funds Global X Morningstar Capital Allocation Leaders ETF
CPTL
$120M
$2K ﹤0.01%
117
– –
LEO
1104
BNY Mellon Strategic Municipals
LEO
$387M
$2K ﹤0.01%
250
– –
CALY
1105
Callaway Golf Company
CALY
$3.17B
$2K ﹤0.01%
195
– –
MOS icon
1106
The Mosaic Company
MOS
$7.39B
$2K ﹤0.01%
100
+98
+4,900% +$2.12K
MVV icon
1107
ProShares Ultra MidCap400
MVV
$162M
$2K ﹤0.01%
72
– –
NOK icon
1108
Nokia
NOK
$52.3B
$2K ﹤0.01%
447
+2
+0.4% +$12
PII icon
1109
Polaris
PII
$4.07B
$2K ﹤0.01%
+22
New +$2.08K
PJT icon
1110
PJT Partners
PJT
$4.4B
$2K ﹤0.01%
63
+5
+9% +$198
TRGP icon
1111
Targa Resources
TRGP
$56B
$2K ﹤0.01%
42
– –
UHAL icon
1112
U-Haul Holding Co
UHAL
$14.8B
$2K ﹤0.01%
60
– –
WAL icon
1113
Western Alliance Bancorporation
WAL
$8.93B
$2K ﹤0.01%
+54
New +$2.65K
WYNN icon
1114
Wynn Resorts
WYNN
$10.6B
$2K ﹤0.01%
18
-20
-53% -$2.73K
INEQ
1115
Columbia International Equity Income ETF
INEQ
$105M
$2K ﹤0.01%
70
– –
CMBT
1116
CMB.TECH NV
CMBT
$4.71B
$2K ﹤0.01%
315
– –
VIVS
1117
VivoSim Labs
VIVS
$1.12M
$2K ﹤0.01%
4
– –
ATSG
1118
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
100
– –
HYB
1119
DELISTED
New America High Income Fund, Inc.
HYB
$2K ﹤0.01%
+240
New +$2.32K
CEM
1120
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2K ﹤0.01%
37
– –
CEQP
1121
DELISTED
Crestwood Equity Partners LP
CEQP
$2K ﹤0.01%
110
– –
CS
1122
DELISTED
Credit Suisse Group
CS
$2K ﹤0.01%
+169
New +$2.56K
ABB
1123
DELISTED
ABB Ltd
ABB
$2K ﹤0.01%
100
– –
ECOM
1124
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$2K ﹤0.01%
209
– –
NUAN
1125
DELISTED
Nuance Communications, Inc.
NUAN
$2K ﹤0.01%
155
– –
43 44
45
46 47

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.