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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.1M
Cap. Flow %
8.12%
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.4M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.6M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.36M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.45M
5
XOM icon
ExxonMobil
XOM
+$2.01M

Top Sells

Rank Stock Value
1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.12M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$765K
4
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
+$535K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$516K

Sector Composition

Rank Sector Weight
1 Financials 8.9%
2 Technology 6.08%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWXT icon
1101
BWX Technologies
BWXT
$15.6B
$1K ﹤0.01%
32
– –
CE icon
1102
Celanese
CE
$4.82B
$1K ﹤0.01%
30
-60
-67% -$3.92K
FAZ
1103
Direxion Daily Financial Bear 3x ETF
FAZ
$86.7M
– –
0
– –
FDS icon
1104
Factset
FDS
$10.2B
$1K ﹤0.01%
11
-5
-31% -$862
FLO icon
1105
Flowers Foods
FLO
$1.57B
$1K ﹤0.01%
95
-105
-53% -$1.74K
HYT icon
1106
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1K ﹤0.01%
122
– –
IART icon
1107
Integra LifeSciences
IART
$1.34B
$1K ﹤0.01%
28
– –
IHF icon
1108
iShares US Healthcare Providers ETF
IHF
$1.27B
$1K ﹤0.01%
55
– –
IPG
1109
DELISTED
Interpublic Group of Companies
IPG
$1K ﹤0.01%
71
– –
LILAK icon
1110
Liberty Latin America Class C
LILAK
$1.64B
$1K ﹤0.01%
82
+60
+273% +$1.6K
MVV icon
1111
ProShares Ultra MidCap400
MVV
$163M
$1K ﹤0.01%
72
– –
NMFC icon
1112
New Mountain Finance
NMFC
$732M
$1K ﹤0.01%
100
– –
NSA
1113
DELISTED
National Storage Affiliates Trust
NSA
$1K ﹤0.01%
75
– –
NTGR icon
1114
NETGEAR
NTGR
$635M
$1K ﹤0.01%
25
– –
PWV icon
1115
Invesco Large Cap Value ETF
PWV
$1.72B
$1K ﹤0.01%
46
– –
RHI icon
1116
Robert Half
RHI
$4.37B
$1K ﹤0.01%
32
+12
+60% +$457
RL icon
1117
Ralph Lauren
RL
$23.6B
$1K ﹤0.01%
+18
New +$1.81K
RPM icon
1118
RPM International
RPM
$15B
$1K ﹤0.01%
27
– –
RRC icon
1119
Range Resources
RRC
$8.95B
$1K ﹤0.01%
50
– –
SJT
1120
San Juan Basin Royalty Trust
SJT
$118M
$1K ﹤0.01%
+300
New +$1.88K
SXC icon
1121
SunCoke Energy
SXC
$797M
$1K ﹤0.01%
147
– –
XLG icon
1122
Invesco S&P 500 Top 50 ETF
XLG
$11B
$1K ﹤0.01%
90
– –
FLG
1123
Flagstar Bank National Association
FLG
$5.82B
$1K ﹤0.01%
26
– –
RPT
1124
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
88
– –
NUAN
1125
DELISTED
Nuance Communications, Inc.
NUAN
$1K ﹤0.01%
155
– –
43 44
45
46 47

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.

  • Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
  • Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
  • Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
  • Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.