CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
This Quarter Return
+2.69%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$666M
AUM Growth
+$666M
Cap. Flow
+$54.6M
Cap. Flow %
8.2%
Top 10 Hldgs %
45.11%
Holding
1,315
New
70
Increased
328
Reduced
188
Closed
67

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
$16.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.7M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$3.35M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$2.49M
5
XOM icon
Exxon Mobil
XOM
$1.98M

Top Sells

1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$2.16M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$945K
3
WT icon
WisdomTree
WT
$754K
4
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$553K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
$548K

Sector Composition

1 Financials 8.9%
2 Technology 6.09%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BWXT icon
1101
BWX Technologies
BWXT
$14.6B
$1K ﹤0.01%
32
– –
CE icon
1102
Celanese
CE
$5.04B
$1K ﹤0.01%
30
-60
-67% -$2K
FAZ icon
1103
Direxion Daily Financial Bear 3x Shares
FAZ
$105M
$1K ﹤0.01%
37
– –
FDS icon
1104
Factset
FDS
$14.1B
$1K ﹤0.01%
11
-5
-31% -$455
FLO icon
1105
Flowers Foods
FLO
$3.13B
$1K ﹤0.01%
95
-105
-53% -$1.11K
HYT icon
1106
BlackRock Corporate High Yield Fund
HYT
$1.47B
$1K ﹤0.01%
122
– –
IART icon
1107
Integra LifeSciences
IART
$1.18B
$1K ﹤0.01%
14
– –
IHF icon
1108
iShares US Healthcare Providers ETF
IHF
$795M
$1K ﹤0.01%
11
– –
IPG icon
1109
Interpublic Group of Companies
IPG
$9.83B
$1K ﹤0.01%
71
– –
LILAK icon
1110
Liberty Latin America Class C
LILAK
$1.6B
$1K ﹤0.01%
70
+51
+268% +$729
MVV icon
1111
ProShares Ultra MidCap400
MVV
$149M
$1K ﹤0.01%
24
– –
NMFC icon
1112
New Mountain Finance
NMFC
$1.13B
$1K ﹤0.01%
100
– –
NSA icon
1113
National Storage Affiliates Trust
NSA
$2.47B
$1K ﹤0.01%
75
– –
NTGR icon
1114
NETGEAR
NTGR
$788M
$1K ﹤0.01%
25
– –
PWV icon
1115
Invesco Large Cap Value ETF
PWV
$1.18B
$1K ﹤0.01%
46
– –
RHI icon
1116
Robert Half
RHI
$3.8B
$1K ﹤0.01%
32
+12
+60% +$375
RL icon
1117
Ralph Lauren
RL
$18.8B
$1K ﹤0.01%
+18
New +$1K
RPM icon
1118
RPM International
RPM
$15.8B
$1K ﹤0.01%
27
– –
RRC icon
1119
Range Resources
RRC
$8.25B
$1K ﹤0.01%
50
– –
SJT
1120
San Juan Basin Royalty Trust
SJT
$268M
$1K ﹤0.01%
+300
New +$1K
SXC icon
1121
SunCoke Energy
SXC
$654M
$1K ﹤0.01%
147
– –
XLG icon
1122
Invesco S&P 500 Top 50 ETF
XLG
$10.1B
$1K ﹤0.01%
9
– –
FLG
1123
Flagstar Financial, Inc.
FLG
$5.33B
$1K ﹤0.01%
79
– –
RPT
1124
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
88
– –
NUAN
1125
DELISTED
Nuance Communications, Inc.
NUAN
$1K ﹤0.01%
134
– –
43 44
45
46 47