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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBR.A icon
1101
Petrobras Class A
PBR.A
$106B
$1K ﹤0.01%
330
– –
PWV icon
1102
Invesco Large Cap Value ETF
PWV
$1.71B
$1K ﹤0.01%
46
– –
RPM icon
1103
RPM International
RPM
$14.9B
$1K ﹤0.01%
27
– –
ECHO
1104
EchoStar
ECHO
$25.5B
$1K ﹤0.01%
54
– –
SFM icon
1105
Sprouts Farmers Market
SFM
$8.13B
$1K ﹤0.01%
46
-17
-27% -$435
SFST icon
1106
Southern First Bancshares
SFST
$600M
$1K ﹤0.01%
73
– –
TRGP icon
1107
Targa Resources
TRGP
$55.8B
$1K ﹤0.01%
42
– –
XLG icon
1108
Invesco S&P 500 Top 50 ETF
XLG
$11B
$1K ﹤0.01%
+90
New +$1.32K
FLG
1109
Flagstar Bank National Association
FLG
$5.89B
$1K ﹤0.01%
26
– –
RPT
1110
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
88
– –
WPX
1111
DELISTED
WPX Energy, Inc.
WPX
$1K ﹤0.01%
200
-125
-38% -$1.13K
CHK
1112
DELISTED
Chesapeake Energy Corporation
CHK
$1K ﹤0.01%
1
– –
GXP
1113
DELISTED
Great Plains Energy Incorporated
GXP
$1K ﹤0.01%
34
– –
BWLD
1114
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$1K ﹤0.01%
10
– –
TIME
1115
DELISTED
Time Inc.
TIME
$1K ﹤0.01%
64
+2
+3% +$31
SYT
1116
DELISTED
Syngenta Ag
SYT
$1K ﹤0.01%
25
– –
BRCD
1117
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$1K ﹤0.01%
125
– –
ENH
1118
DELISTED
Endurance Specialty Holdings Ltd
ENH
$1K ﹤0.01%
16
– –
NRF
1119
DELISTED
NorthStar Realty Finance Corp.
NRF
$1K ﹤0.01%
135
+81
+150% +$1.04K
STJ
1120
DELISTED
St Jude Medical
STJ
$1K ﹤0.01%
13
-8
-38% -$570
CY
1121
DELISTED
Cypress Semiconductor
CY
$1K ﹤0.01%
125
– –
JMBA
1122
DELISTED
Jamba, Inc.
JMBA
$1K ﹤0.01%
100
– –
BCS.PRA.CL
1123
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$1K ﹤0.01%
50
– –
ACLS icon
1124
Axcelis
ACLS
$4.23B
$0 ﹤0.01%
86
– –
AER icon
1125
AerCap
AER
$24.2B
– –
-55
Closed -$2K
43 44
45
46 47

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RFA
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CCT
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.