CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,320
New
Increased
Reduced
Closed

Top Buys

1
+$12.2M
2
+$11.5M
3
+$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.81M

Top Sells

1
+$6.02M
2
+$1.66M
3
+$1.33M
4
PACW
PacWest Bancorp
PACW
+$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1101
$1K ﹤0.01%
330
1102
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46
1103
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27
1104
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1105
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46
-17
1106
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1107
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42
1108
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+90
1109
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26
1110
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88
1111
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200
-125
1112
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1
1113
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1114
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10
1115
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64
+2
1116
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25
1117
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125
1118
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16
1119
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135
+81
1120
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13
-8
1121
$1K ﹤0.01%
125
1122
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100
1123
$1K ﹤0.01%
50
1124
– –
-15
1125
– –
-232
43 44
45
46 47