CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$598M
Cap. Flow
+$43.1M
Cap. Flow %
7.21%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
275
Reduced
180
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PBR.A icon
1101
Petrobras Class A
PBR.A
$74B
$1K ﹤0.01%
330
– –
PWV icon
1102
Invesco Large Cap Value ETF
PWV
$1.18B
$1K ﹤0.01%
46
– –
RPM icon
1103
RPM International
RPM
$15.8B
$1K ﹤0.01%
27
– –
SATS icon
1104
EchoStar
SATS
$18.8B
$1K ﹤0.01%
44
– –
SFM icon
1105
Sprouts Farmers Market
SFM
$13.7B
$1K ﹤0.01%
46
-17
-27% -$370
SFST icon
1106
Southern First Bancshares
SFST
$369M
$1K ﹤0.01%
73
– –
TRGP icon
1107
Targa Resources
TRGP
$36.1B
$1K ﹤0.01%
42
– –
XLG icon
1108
Invesco S&P 500 Top 50 ETF
XLG
$10.1B
$1K ﹤0.01%
+9
New +$1K
FLG
1109
Flagstar Financial, Inc.
FLG
$5.33B
$1K ﹤0.01%
79
– –
RPT
1110
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
88
– –
WPX
1111
DELISTED
WPX Energy, Inc.
WPX
$1K ﹤0.01%
200
-125
-38% -$625
CHK
1112
DELISTED
Chesapeake Energy Corporation
CHK
$1K ﹤0.01%
251
– –
GXP
1113
DELISTED
Great Plains Energy Incorporated
GXP
$1K ﹤0.01%
34
– –
BWLD
1114
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$1K ﹤0.01%
10
– –
TIME
1115
DELISTED
Time Inc.
TIME
$1K ﹤0.01%
64
+2
+3% +$31
SYT
1116
DELISTED
Syngenta Ag
SYT
$1K ﹤0.01%
25
– –
BRCD
1117
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$1K ﹤0.01%
125
– –
ENH
1118
DELISTED
Endurance Specialty Holdings Ltd
ENH
$1K ﹤0.01%
16
– –
NRF
1119
DELISTED
NorthStar Realty Finance Corp.
NRF
$1K ﹤0.01%
135
+81
+150% +$600
STJ
1120
DELISTED
St Jude Medical
STJ
$1K ﹤0.01%
13
-8
-38% -$615
CY
1121
DELISTED
Cypress Semiconductor
CY
$1K ﹤0.01%
125
– –
JMBA
1122
DELISTED
Jamba, Inc.
JMBA
$1K ﹤0.01%
100
– –
BCS.PRA.CL
1123
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$1K ﹤0.01%
50
– –
BTU
1124
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$0 ﹤0.01%
20
– –
NQU
1125
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
– –
-1,466
Closed -$21K
43 44
45
46 47