We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QVCGA
1076
DELISTED
QVC Group Inc Series A
QVCGA
$9K ﹤0.01%
26
-1
-4% -$473
LGF.A
1077
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$9K ﹤0.01%
1,011
– –
NATI
1078
DELISTED
National Instruments Corp
NATI
$9K ﹤0.01%
280
– –
GWPH
1079
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$9K ﹤0.01%
94
– –
AZPN
1080
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$9K ﹤0.01%
76
– –
ACGL icon
1081
Arch Capital
ACGL
$33.5B
$8K ﹤0.01%
283
– –
AZTA icon
1082
Azenta
AZTA
$1.46B
$8K ﹤0.01%
192
– –
BBDC icon
1083
Barings BDC
BBDC
$975M
$8K ﹤0.01%
1,000
– –
BKD icon
1084
Brookdale Senior Living
BKD
$3B
$8K ﹤0.01%
3,167
– –
CHH icon
1085
Choice Hotels
CHH
$4.62B
$8K ﹤0.01%
100
– –
DGICA icon
1086
Donegal Group Class A
DGICA
$693M
$8K ﹤0.01%
612
– –
DIAX
1087
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$8K ﹤0.01%
+621
New +$8.57K
DLB icon
1088
Dolby
DLB
$5.75B
$8K ﹤0.01%
124
– –
ESS icon
1089
Essex Property Trust
ESS
$18.2B
$8K ﹤0.01%
41
– –
HPQ icon
1090
HP
HPQ
$26.6B
$8K ﹤0.01%
455
-105
-19% -$1.92K
HWM icon
1091
Howmet Aerospace
HWM
$112B
$8K ﹤0.01%
480
– –
KIDS icon
1092
OrthoPediatrics
KIDS
$633M
$8K ﹤0.01%
180
– –
MAS icon
1093
Masco
MAS
$15B
$8K ﹤0.01%
+147
New +$8.23K
MCR
1094
DELISTED
MFS Charter Income Trust
MCR
$8K ﹤0.01%
1,085
– –
NSA
1095
DELISTED
National Storage Affiliates Trust
NSA
$8K ﹤0.01%
258
– –
PBT
1096
Permian Basin Royalty Trust
PBT
$1.52B
$8K ﹤0.01%
3,607
+21
+0.6% +$64
PRO
1097
DELISTED
PROS Holdings
PRO
$8K ﹤0.01%
265
– –
PUK icon
1098
Prudential
PUK
$34B
$8K ﹤0.01%
297
– –
PZZA icon
1099
Papa John's
PZZA
$801M
$8K ﹤0.01%
100
– –
RDIV icon
1100
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
$8K ﹤0.01%
306
– –
42 43
44
45 46

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.