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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ST icon
1076
Sensata Technologies
ST
$6.79B
$3K ﹤0.01%
69
– –
TKC icon
1077
Turkcell
TKC
$4.78B
$3K ﹤0.01%
366
-101
-22% -$905
TSN icon
1078
Tyson Foods
TSN
$20.6B
$3K ﹤0.01%
44
– –
VCIT icon
1079
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$3K ﹤0.01%
37
– –
VVR icon
1080
Invesco Senior Income Trust
VVR
$456M
$3K ﹤0.01%
+875
New +$3.92K
WDAY icon
1081
Workday
WDAY
$44.2B
$3K ﹤0.01%
29
– –
XYZ
1082
Block Inc
XYZ
$47.4B
$3K ﹤0.01%
115
– –
BKCC
1083
DELISTED
BlackRock Capital Investment Corporation
BKCC
$3K ﹤0.01%
400
– –
DISCK
1084
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$3K ﹤0.01%
177
– –
WPX
1085
DELISTED
WPX Energy, Inc.
WPX
$3K ﹤0.01%
333
+133
+67% +$1.36K
BDCL
1086
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$3K ﹤0.01%
175
– –
WP
1087
DELISTED
Worldpay, Inc.
WP
$3K ﹤0.01%
50
– –
USG
1088
DELISTED
Usg
USG
$3K ﹤0.01%
112
– –
CGI
1089
DELISTED
Celadon Group Inc
CGI
$3K ﹤0.01%
680
– –
CEO
1090
DELISTED
CNOOC Limited
CEO
$3K ﹤0.01%
24
-7
-23% -$812
ACLS icon
1091
Axcelis
ACLS
$4.27B
$2K ﹤0.01%
85
– –
ALLE icon
1092
Allegion
ALLE
$14.4B
$2K ﹤0.01%
23
– –
APTV icon
1093
Aptiv
APTV
$10.2B
$2K ﹤0.01%
25
– –
BF.B icon
1094
Brown-Forman Class B
BF.B
$13.1B
$2K ﹤0.01%
64
– –
BOE icon
1095
BlackRock Enhanced Global Dividend Trust
BOE
$688M
$2K ﹤0.01%
+149
New +$1.99K
CAR icon
1096
Avis
CAR
$4.96B
$2K ﹤0.01%
70
– –
CHRD icon
1097
Chord Energy
CHRD
$7.47B
$2K ﹤0.01%
+269
New +$2.11K
CNDT icon
1098
Conduent
CNDT
$275M
$2K ﹤0.01%
171
– –
DNOW icon
1099
DNOW Inc
DNOW
$3.01B
$2K ﹤0.01%
148
– –
FDS icon
1100
Factset
FDS
$10.1B
$2K ﹤0.01%
+14
New +$2.29K
42 43
44
45 46

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.