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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.1M
Cap. Flow %
8.12%
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.4M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.6M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.36M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.45M
5
XOM icon
ExxonMobil
XOM
+$2.01M

Top Sells

Rank Stock Value
1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.12M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$765K
4
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
+$535K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$516K

Sector Composition

Rank Sector Weight
1 Financials 8.9%
2 Technology 6.08%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SITC icon
1076
SITE Centers
SITC
$165M
$2K ﹤0.01%
106
– –
THC icon
1077
Tenet Healthcare
THC
$21.1B
$2K ﹤0.01%
101
– –
TRGP icon
1078
Targa Resources
TRGP
$55.1B
$2K ﹤0.01%
42
– –
TRMB icon
1079
Trimble
TRMB
$13.9B
$2K ﹤0.01%
103
– –
UWM icon
1080
ProShares Ultra Russell2000
UWM
$249M
$2K ﹤0.01%
112
– –
CMBT
1081
CMB.TECH NV
CMBT
$4.73B
$2K ﹤0.01%
315
– –
ATSG
1082
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
180
– –
SPLK
1083
DELISTED
Splunk Inc
SPLK
$2K ﹤0.01%
45
– –
VMW
1084
DELISTED
VMware, Inc
VMW
$2K ﹤0.01%
35
– –
LTRPA
1085
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$2K ﹤0.01%
92
– –
WPX
1086
DELISTED
WPX Energy, Inc.
WPX
$2K ﹤0.01%
200
– –
USG
1087
DELISTED
Usg
USG
$2K ﹤0.01%
112
– –
WIN
1088
DELISTED
Windstream Holdings Inc
WIN
$2K ﹤0.01%
53
– –
VIA
1089
DELISTED
Viacom Inc. Class A
VIA
$2K ﹤0.01%
50
– –
TSS
1090
DELISTED
Total System Services, Inc.
TSS
$2K ﹤0.01%
59
– –
PAGG
1091
DELISTED
Invesco Global Agriculture ETF
PAGG
$2K ﹤0.01%
100
– –
WWAV
1092
DELISTED
The WhiteWave Foods Company
WWAV
$2K ﹤0.01%
44
– –
ACLS icon
1093
Axcelis
ACLS
$4.33B
$1K ﹤0.01%
85
-1
-1% -$12
ALLE icon
1094
Allegion
ALLE
$14.4B
$1K ﹤0.01%
23
+16
+229% +$1.13K
AOA icon
1095
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$1K ﹤0.01%
30
– –
APTV icon
1096
Aptiv
APTV
$10.3B
$1K ﹤0.01%
25
– –
AWI icon
1097
Armstrong World Industries
AWI
$7.84B
$1K ﹤0.01%
33
– –
BBWI icon
1098
Bath & Body Works
BBWI
$4.1B
$1K ﹤0.01%
26
– –
BBY icon
1099
Best Buy
BBY
$17.3B
$1K ﹤0.01%
43
– –
BLDP
1100
Ballard Power Systems
BLDP
$790M
$1K ﹤0.01%
600
– –
42 43
44
45 46

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.

  • Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
  • Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
  • Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
  • Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.