CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$598M
Cap. Flow
+$43.1M
Cap. Flow %
7.21%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
275
Reduced
180
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HTZ
1076
DELISTED
Hertz Global Holdings, Inc.
HTZ
$2K ﹤0.01%
+200
New +$2K
NE
1077
DELISTED
Noble Corporation
NE
$2K ﹤0.01%
250
– –
WIN
1078
DELISTED
Windstream Holdings Inc
WIN
$2K ﹤0.01%
265
-70
-21% -$528
VIA
1079
DELISTED
Viacom Inc. Class A
VIA
$2K ﹤0.01%
+50
New +$2K
PAGG
1080
DELISTED
Invesco Global Agriculture ETF
PAGG
$2K ﹤0.01%
100
– –
MEMP
1081
DELISTED
Memorial Production Partners LP Common Units
MEMP
$2K ﹤0.01%
1,095
– –
WWAV
1082
DELISTED
The WhiteWave Foods Company
WWAV
$2K ﹤0.01%
44
– –
ACGL icon
1083
Arch Capital
ACGL
$34.2B
$2K ﹤0.01%
36
– –
ACWV icon
1084
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.28B
$2K ﹤0.01%
37
– –
AOA icon
1085
iShares Core 80/20 Aggressive Allocation ETF
AOA
$2.5B
$1K ﹤0.01%
30
– –
APTV icon
1086
Aptiv
APTV
$17.3B
$1K ﹤0.01%
25
– –
AWI icon
1087
Armstrong World Industries
AWI
$8.43B
$1K ﹤0.01%
33
– –
BBWI icon
1088
Bath & Body Works
BBWI
$6.09B
$1K ﹤0.01%
21
– –
BBY icon
1089
Best Buy
BBY
$15.6B
$1K ﹤0.01%
43
– –
BWXT icon
1090
BWX Technologies
BWXT
$14.6B
$1K ﹤0.01%
32
– –
ETSY icon
1091
Etsy
ETSY
$5.12B
$1K ﹤0.01%
200
– –
FAZ icon
1092
Direxion Daily Financial Bear 3x Shares
FAZ
$105M
$1K ﹤0.01%
+37
New +$1K
HYT icon
1093
BlackRock Corporate High Yield Fund
HYT
$1.47B
$1K ﹤0.01%
122
– –
IART icon
1094
Integra LifeSciences
IART
$1.18B
$1K ﹤0.01%
14
– –
IHF icon
1095
iShares US Healthcare Providers ETF
IHF
$795M
$1K ﹤0.01%
11
– –
IPG icon
1096
Interpublic Group of Companies
IPG
$9.83B
$1K ﹤0.01%
71
+36
+103% +$507
MVV icon
1097
ProShares Ultra MidCap400
MVV
$149M
$1K ﹤0.01%
24
– –
NMFC icon
1098
New Mountain Finance
NMFC
$1.13B
$1K ﹤0.01%
100
– –
NSA icon
1099
National Storage Affiliates Trust
NSA
$2.47B
$1K ﹤0.01%
75
– –
NTGR icon
1100
NETGEAR
NTGR
$788M
$1K ﹤0.01%
25
– –
42 43
44
45 46