We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUAN
1076
DELISTED
Nuance Communications, Inc.
NUAN
$2K ﹤0.01%
155
– –
TIF
1077
DELISTED
Tiffany & Co.
TIF
$2K ﹤0.01%
+47
New +$3.12K
HTZ
1078
DELISTED
Hertz Global Holdings, Inc.
HTZ
$2K ﹤0.01%
+230
New +$8.64K
NE
1079
DELISTED
Noble Corporation
NE
$2K ﹤0.01%
250
– –
WIN
1080
DELISTED
Windstream Holdings Inc
WIN
$2K ﹤0.01%
53
-14
-21% -$597
VIA
1081
DELISTED
Viacom Inc. Class A
VIA
$2K ﹤0.01%
+50
New +$2.25K
PAGG
1082
DELISTED
Invesco Global Agriculture ETF
PAGG
$2K ﹤0.01%
100
– –
MEMP
1083
DELISTED
Memorial Production Partners LP Common Units
MEMP
$2K ﹤0.01%
1,095
– –
WWAV
1084
DELISTED
The WhiteWave Foods Company
WWAV
$2K ﹤0.01%
44
– –
AOA icon
1085
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$1K ﹤0.01%
30
– –
APTV icon
1086
Aptiv
APTV
$10.2B
$1K ﹤0.01%
25
– –
AWI icon
1087
Armstrong World Industries
AWI
$7.88B
$1K ﹤0.01%
33
– –
BBWI icon
1088
Bath & Body Works
BBWI
$4.07B
$1K ﹤0.01%
26
– –
BBY icon
1089
Best Buy
BBY
$17.1B
$1K ﹤0.01%
43
– –
BWXT icon
1090
BWX Technologies
BWXT
$15.5B
$1K ﹤0.01%
32
– –
ETSY icon
1091
Etsy
ETSY
$7.83B
$1K ﹤0.01%
200
– –
FAZ
1092
Direxion Daily Financial Bear 3x ETF
FAZ
$86.6M
– –
0
– –
HYT icon
1093
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1K ﹤0.01%
122
– –
IART icon
1094
Integra LifeSciences
IART
$1.34B
$1K ﹤0.01%
28
– –
IHF icon
1095
iShares US Healthcare Providers ETF
IHF
$1.27B
$1K ﹤0.01%
55
– –
IPG
1096
DELISTED
Interpublic Group of Companies
IPG
$1K ﹤0.01%
71
+36
+103% +$846
MVV icon
1097
ProShares Ultra MidCap400
MVV
$162M
$1K ﹤0.01%
72
– –
NMFC icon
1098
New Mountain Finance
NMFC
$731M
$1K ﹤0.01%
100
– –
NSA
1099
DELISTED
National Storage Affiliates Trust
NSA
$1K ﹤0.01%
75
– –
NTGR icon
1100
NETGEAR
NTGR
$621M
$1K ﹤0.01%
25
– –
42 43
44
45 46

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.