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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMC icon
1051
Commercial Metals
CMC
$7.97B
$9K ﹤0.01%
490
– –
CSQ icon
1052
Calamos Strategic Total Return Fund
CSQ
$3.35B
$9K ﹤0.01%
733
– –
EMLC icon
1053
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$9K ﹤0.01%
322
+127
+65% +$3.97K
ENOV icon
1054
Enovis
ENOV
$1.42B
$9K ﹤0.01%
181
+93
+106% +$5.11K
ERII icon
1055
Energy Recovery
ERII
$394M
$9K ﹤0.01%
1,158
– –
ETSY icon
1056
Etsy
ETSY
$7.29B
$9K ﹤0.01%
75
-75
-50% -$8.78K
EWC icon
1057
iShares MSCI Canada ETF
EWC
$6.48B
$9K ﹤0.01%
354
– –
FWONK icon
1058
Liberty Media Series C
FWONK
$25.7B
$9K ﹤0.01%
271
– –
GGG icon
1059
Graco
GGG
$13.5B
$9K ﹤0.01%
147
– –
HAIN icon
1060
Hain Celestial
HAIN
$48.8M
$9K ﹤0.01%
268
-315
-54% -$10.4K
HEZU icon
1061
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$587M
$9K ﹤0.01%
345
– –
HYD icon
1062
VanEck High Yield Muni ETF
HYD
$4.4B
$9K ﹤0.01%
165
– –
HYMB icon
1063
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$9K ﹤0.01%
350
– –
ITUB icon
1064
Itaú Unibanco
ITUB
$82.7B
$9K ﹤0.01%
3,422
– –
IYY icon
1065
iShares Dow Jones US ETF
IYY
$3.06B
$9K ﹤0.01%
108
– –
MGEE icon
1066
MGE Energy Inc
MGEE
$3.06B
$9K ﹤0.01%
150
– –
MPT
1067
Medical Properties Trust
MPT
$2.4B
$9K ﹤0.01%
533
– –
MTD icon
1068
Mettler-Toledo International
MTD
$28.8B
$9K ﹤0.01%
10
– –
MTN icon
1069
Vail Resorts
MTN
$5.26B
$9K ﹤0.01%
44
– –
PCRX icon
1070
Pacira BioSciences
PCRX
$972M
$9K ﹤0.01%
150
– –
SPXC icon
1071
SPX Corp
SPXC
$10.9B
$9K ﹤0.01%
200
– –
SRLN icon
1072
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$9K ﹤0.01%
208
+3
+1% +$133
THC icon
1073
Tenet Healthcare
THC
$20.9B
$9K ﹤0.01%
401
– –
TRU icon
1074
TransUnion
TRU
$15.4B
$9K ﹤0.01%
107
-412
-79% -$35.6K
VVV icon
1075
Valvoline
VVV
$4.21B
$9K ﹤0.01%
506
+240
+90% +$4.96K
41 42
43
44 45

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.