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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSLV icon
1051
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$5K ﹤0.01%
125
+2
+2% +$92
FLG
1052
Flagstar Bank National Association
FLG
$5.82B
$5K ﹤0.01%
200
– –
VGR
1053
DELISTED
Vector Group Ltd.
VGR
$5K ﹤0.01%
832
-529
-39% -$4.47K
DISCK
1054
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$5K ﹤0.01%
238
– –
VTA
1055
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$5K ﹤0.01%
516
– –
FIT
1056
DELISTED
Fitbit, Inc. Class A common stock
FIT
$5K ﹤0.01%
+1,000
New +$5.16K
ORBC
1057
DELISTED
ORBCOMM, Inc.
ORBC
$5K ﹤0.01%
644
– –
AGI icon
1058
Alamos Gold
AGI
$13.9B
$4K ﹤0.01%
1,100
– –
AMCX icon
1059
AMC Global Media
AMCX
$489M
$4K ﹤0.01%
75
– –
APA icon
1060
APA Corp
APA
$13.2B
$4K ﹤0.01%
151
-31
-17% -$1.14K
ARMK icon
1061
Aramark
ARMK
$14.7B
$4K ﹤0.01%
+208
New +$5.4K
ATI icon
1062
ATI
ATI
$31B
$4K ﹤0.01%
+200
New +$5.19K
BBWI icon
1063
Bath & Body Works
BBWI
$4.1B
$4K ﹤0.01%
208
– –
BHF icon
1064
Brighthouse Financial
BHF
$3.5B
$4K ﹤0.01%
128
-17
-12% -$663
BKR icon
1065
Baker Hughes
BKR
$61.1B
$4K ﹤0.01%
188
– –
BLV icon
1066
Vanguard Long-Term Bond ETF
BLV
$5.74B
$4K ﹤0.01%
+48
New +$4.09K
BLW icon
1067
BlackRock Limited Duration Income Trust
BLW
$493M
$4K ﹤0.01%
313
– –
CE icon
1068
Celanese
CE
$4.82B
$4K ﹤0.01%
47
– –
CHD icon
1069
Church & Dwight Co
CHD
$24.5B
$4K ﹤0.01%
64
– –
CMC icon
1070
Commercial Metals
CMC
$8.31B
$4K ﹤0.01%
300
– –
CRH icon
1071
CRH
CRH
$66.8B
$4K ﹤0.01%
157
+2
+1% +$57
CX icon
1072
Cemex
CX
$16.3B
$4K ﹤0.01%
869
– –
DBL
1073
DoubleLine Opportunistic Credit Fund
DBL
$280M
$4K ﹤0.01%
218
– –
DES icon
1074
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$4K ﹤0.01%
171
– –
DEW icon
1075
WisdomTree Global High Dividend Fund
DEW
$155M
$4K ﹤0.01%
103
+2
+2% +$89
41 42
43
44 45

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.