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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.1M
Cap. Flow %
8.12%
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.4M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.6M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.36M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.45M
5
XOM icon
ExxonMobil
XOM
+$2.01M

Top Sells

Rank Stock Value
1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.12M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$765K
4
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
+$535K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$516K

Sector Composition

Rank Sector Weight
1 Financials 8.9%
2 Technology 6.08%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBC
1051
DELISTED
WABCO HOLDINGS INC.
WBC
$3K ﹤0.01%
33
– –
WP
1052
DELISTED
Worldpay, Inc.
WP
$3K ﹤0.01%
62
– –
MEMP
1053
DELISTED
Memorial Production Partners LP Common Units
MEMP
$3K ﹤0.01%
2,230
+1,135
+104% +$2K
ACWV icon
1054
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$2K ﹤0.01%
37
– –
AXTA icon
1055
Axalta
AXTA
$8.17B
$2K ﹤0.01%
+72
New +$2.02K
CAR icon
1056
Avis
CAR
$5.02B
$2K ﹤0.01%
70
– –
ETSY icon
1057
Etsy
ETSY
$7.85B
$2K ﹤0.01%
200
– –
FEX icon
1058
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$2K ﹤0.01%
56
– –
FWONA icon
1059
Liberty Media Series A
FWONA
$23.6B
$2K ﹤0.01%
+86
New +$1.89K
INDA icon
1060
iShares MSCI India ETF
INDA
$6.63B
$2K ﹤0.01%
100
– –
KEYS icon
1061
Keysight
KEYS
$58.3B
$2K ﹤0.01%
76
– –
LEN icon
1062
Lennar Class A
LEN
$21.2B
$2K ﹤0.01%
56
– –
LNG icon
1063
Cheniere Energy
LNG
$52.9B
$2K ﹤0.01%
+50
New +$2.11K
MDXG icon
1064
MiMedx Group
MDXG
$633M
$2K ﹤0.01%
300
– –
MFC icon
1065
Manulife Financial
MFC
$73.5B
$2K ﹤0.01%
196
– –
MSCI icon
1066
MSCI
MSCI
$40.9B
$2K ﹤0.01%
29
-18
-38% -$1.53K
NOK icon
1067
Nokia
NOK
$52.3B
$2K ﹤0.01%
437
– –
PARAA
1068
DELISTED
Paramount Global Class A
PARAA
$2K ﹤0.01%
50
– –
PBR.A icon
1069
Petrobras Class A
PBR.A
$103B
$2K ﹤0.01%
330
– –
PGR icon
1070
Progressive
PGR
$125B
$2K ﹤0.01%
87
+14
+19% +$456
PH icon
1071
Parker-Hannifin
PH
$135B
$2K ﹤0.01%
21
– –
PJT icon
1072
PJT Partners
PJT
$4.38B
$2K ﹤0.01%
96
+65
+210% +$1.63K
RSPH icon
1073
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$2K ﹤0.01%
180
– –
SCHG icon
1074
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$2K ﹤0.01%
304
-2,264
-88% -$15.5K
SFST icon
1075
Southern First Bancshares
SFST
$600M
$2K ﹤0.01%
73
– –
41 42
43
44 45

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.

  • Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
  • Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
  • Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
  • Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.