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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEN icon
1051
Lennar Class A
LEN
$20.9B
$2K ﹤0.01%
56
– –
LYV icon
1052
Live Nation Entertainment
LYV
$42.7B
$2K ﹤0.01%
91
– –
MDXG icon
1053
MiMedx Group
MDXG
$615M
$2K ﹤0.01%
300
– –
MFC icon
1054
Manulife Financial
MFC
$73B
$2K ﹤0.01%
196
– –
NOK icon
1055
Nokia
NOK
$52.1B
$2K ﹤0.01%
437
-13
-3% -$74
PARAA
1056
DELISTED
Paramount Global Class A
PARAA
$2K ﹤0.01%
+50
New +$2.9K
PGR icon
1057
Progressive
PGR
$125B
$2K ﹤0.01%
73
– –
PH icon
1058
Parker-Hannifin
PH
$136B
$2K ﹤0.01%
21
-45
-68% -$5.04K
RRC icon
1059
Range Resources
RRC
$8.99B
$2K ﹤0.01%
50
– –
RSPH icon
1060
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$780M
$2K ﹤0.01%
180
– –
SCHE icon
1061
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$2K ﹤0.01%
+137
New +$2.82K
SITC icon
1062
SITE Centers
SITC
$166M
$2K ﹤0.01%
106
– –
ST icon
1063
Sensata Technologies
ST
$6.81B
$2K ﹤0.01%
85
+12
+16% +$438
SSYS icon
1064
Stratasys
SSYS
$770M
$2K ﹤0.01%
130
– –
THC icon
1065
Tenet Healthcare
THC
$21B
$2K ﹤0.01%
101
– –
TRMB icon
1066
Trimble
TRMB
$13.8B
$2K ﹤0.01%
103
– –
UWM icon
1067
ProShares Ultra Russell2000
UWM
$248M
$2K ﹤0.01%
112
– –
VAC icon
1068
Marriott Vacations Worldwide
VAC
$4.3B
$2K ﹤0.01%
42
– –
CMBT
1069
CMB.TECH NV
CMBT
$4.7B
$2K ﹤0.01%
315
– –
ATSG
1070
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
+180
New +$2.45K
CNSL
1071
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$2K ﹤0.01%
+75
New +$1.86K
CEM
1072
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2K ﹤0.01%
37
– –
SPLK
1073
DELISTED
Splunk Inc
SPLK
$2K ﹤0.01%
45
– –
VMW
1074
DELISTED
VMware, Inc
VMW
$2K ﹤0.01%
35
– –
LTRPA
1075
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$2K ﹤0.01%
92
– –
41 42
43
44 45

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TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.