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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JKHY icon
1026
Jack Henry & Associates
JKHY
$10.8B
$10K ﹤0.01%
65
+10
+18% +$1.74K
LEN icon
1027
Lennar Class A
LEN
$20.7B
$10K ﹤0.01%
127
– –
MLN icon
1028
VanEck Long Muni ETF
MLN
$683M
$10K ﹤0.01%
500
– –
NCLH icon
1029
Norwegian Cruise Line
NCLH
$8.75B
$10K ﹤0.01%
630
+50
+9% +$792
PZA icon
1030
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.27B
$10K ﹤0.01%
400
– –
SEE
1031
DELISTED
Sealed Air
SEE
$10K ﹤0.01%
275
– –
SLM icon
1032
SLM Corp
SLM
$5.21B
$10K ﹤0.01%
1,327
-1,000
-43% -$7.31K
THO icon
1033
Thor Industries
THO
$4.09B
$10K ﹤0.01%
114
– –
TRN icon
1034
Trinity Industries
TRN
$2.32B
$10K ﹤0.01%
545
– –
TSCO icon
1035
Tractor Supply
TSCO
$18.6B
$10K ﹤0.01%
365
– –
TSN icon
1036
Tyson Foods
TSN
$19.7B
$10K ﹤0.01%
183
– –
WSO icon
1037
Watsco Inc
WSO
$12.8B
$10K ﹤0.01%
43
– –
XOP icon
1038
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.66B
$10K ﹤0.01%
239
– –
GAP
1039
The Gap Inc
GAP
$7.25B
$10K ﹤0.01%
635
– –
LGF.B
1040
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$10K ﹤0.01%
1,196
– –
RSX
1041
DELISTED
VanEck Russia ETF
RSX
$10K ﹤0.01%
500
– –
CTXS
1042
DELISTED
Citrix Systems Inc
CTXS
$10K ﹤0.01%
74
– –
PS
1043
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$10K ﹤0.01%
603
– –
BSJK
1044
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$10K ﹤0.01%
445
– –
ABEV icon
1045
Ambev
ABEV
$43.9B
$9K ﹤0.01%
4,224
-406
-9% -$1.02K
AMX icon
1046
America Movil
AMX
$69.6B
$9K ﹤0.01%
783
+123
+19% +$1.56K
BIPC icon
1047
Brookfield Infrastructure
BIPC
$4.95B
$9K ﹤0.01%
251
+9
+4% +$299
BUG icon
1048
Global X Cybersecurity ETF
BUG
$1.5B
$9K ﹤0.01%
451
+285
+172% +$6.16K
CACC icon
1049
Credit Acceptance
CACC
$5.92B
$9K ﹤0.01%
27
– –
CATO icon
1050
Cato Corp
CATO
$65.9M
$9K ﹤0.01%
1,175
– –
40 41
42
43 44

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.