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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTX icon
1026
Vertex Pharmaceuticals
VRTX
$125B
$3K ﹤0.01%
46
– –
BKCC
1027
DELISTED
BlackRock Capital Investment Corporation
BKCC
$3K ﹤0.01%
400
– –
ECOM
1028
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$3K ﹤0.01%
234
– –
MNDT
1029
DELISTED
Mandiant, Inc. Common Stock
MNDT
$3K ﹤0.01%
236
+162
+219% +$2.62K
AIG.WS
1030
DELISTED
American International Group, Inc.
AIG.WS
$3K ﹤0.01%
180
-4
-2% -$72
NBL
1031
DELISTED
Noble Energy, Inc.
NBL
$3K ﹤0.01%
90
-38
-30% -$1.33K
BGG
1032
DELISTED
Briggs & Stratton Corp.
BGG
$3K ﹤0.01%
181
– –
WBC
1033
DELISTED
WABCO HOLDINGS INC.
WBC
$3K ﹤0.01%
33
– –
LPT
1034
DELISTED
Liberty Property Trust
LPT
$3K ﹤0.01%
100
– –
WP
1035
DELISTED
Worldpay, Inc.
WP
$3K ﹤0.01%
62
– –
USG
1036
DELISTED
Usg
USG
$3K ﹤0.01%
112
– –
TFCFA
1037
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$3K ﹤0.01%
138
– –
HTS
1038
DELISTED
HATTERAS FINANCIAL CORP
HTS
$3K ﹤0.01%
200
-38,950
-99% -$621K
TSS
1039
DELISTED
Total System Services, Inc.
TSS
$3K ﹤0.01%
+59
New +$3.06K
ACGL icon
1040
Arch Capital
ACGL
$33.8B
$2K ﹤0.01%
108
– –
ACWV icon
1041
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$2K ﹤0.01%
37
– –
CAR icon
1042
Avis
CAR
$4.98B
$2K ﹤0.01%
70
– –
CC icon
1043
Chemours
CC
$2.43B
$2K ﹤0.01%
259
-4,540
-95% -$40.5K
DBRG icon
1044
DigitalBridge
DBRG
$2.95B
$2K ﹤0.01%
68
+41
+152% +$1.95K
DNOW icon
1045
DNOW Inc
DNOW
$3.04B
$2K ﹤0.01%
161
– –
FDS icon
1046
Factset
FDS
$10.1B
$2K ﹤0.01%
16
+3
+23% +$464
FEX icon
1047
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$2K ﹤0.01%
56
– –
INDA icon
1048
iShares MSCI India ETF
INDA
$6.63B
$2K ﹤0.01%
100
– –
IONS icon
1049
Ionis Pharmaceuticals
IONS
$9.22B
$2K ﹤0.01%
98
– –
KEYS icon
1050
Keysight
KEYS
$58.2B
$2K ﹤0.01%
76
– –
40 41
42
43 44

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NFG
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6M
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RFA
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CCT
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C
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RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.