CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VRTX icon
1026
Vertex Pharmaceuticals
VRTX
$102B
$3K ﹤0.01%
46
– –
BKCC
1027
DELISTED
BlackRock Capital Investment Corporation
BKCC
$3K ﹤0.01%
400
– –
ECOM
1028
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$3K ﹤0.01%
234
– –
MNDT
1029
DELISTED
Mandiant, Inc. Common Stock
MNDT
$3K ﹤0.01%
236
+162
+219% +$2.06K
AIG.WS
1030
DELISTED
American International Group, Inc.
AIG.WS
$3K ﹤0.01%
180
-4
-2% -$67
NBL
1031
DELISTED
Noble Energy, Inc.
NBL
$3K ﹤0.01%
90
-38
-30% -$1.27K
BGG
1032
DELISTED
Briggs & Stratton Corp.
BGG
$3K ﹤0.01%
181
– –
WBC
1033
DELISTED
WABCO HOLDINGS INC.
WBC
$3K ﹤0.01%
33
– –
WP
1034
DELISTED
Worldpay, Inc.
WP
$3K ﹤0.01%
62
– –
USG
1035
DELISTED
Usg
USG
$3K ﹤0.01%
112
– –
TFCFA
1036
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$3K ﹤0.01%
138
– –
TSS
1037
DELISTED
Total System Services, Inc.
TSS
$3K ﹤0.01%
+59
New +$3K
LPT
1038
DELISTED
Liberty Property Trust
LPT
$3K ﹤0.01%
100
– –
HTS
1039
DELISTED
HATTERAS FINANCIAL CORP
HTS
$3K ﹤0.01%
200
-38,950
-99% -$584K
CAR icon
1040
Avis
CAR
$5.51B
$2K ﹤0.01%
70
– –
CC icon
1041
Chemours
CC
$2.26B
$2K ﹤0.01%
259
-4,540
-95% -$35.1K
DBRG icon
1042
DigitalBridge
DBRG
$2.05B
$2K ﹤0.01%
68
+41
+152% +$1.21K
DNOW icon
1043
DNOW Inc
DNOW
$1.68B
$2K ﹤0.01%
161
– –
FDS icon
1044
Factset
FDS
$14B
$2K ﹤0.01%
16
+3
+23% +$375
FEX icon
1045
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.36B
$2K ﹤0.01%
56
– –
INDA icon
1046
iShares MSCI India ETF
INDA
$9.28B
$2K ﹤0.01%
100
– –
IONS icon
1047
Ionis Pharmaceuticals
IONS
$9.46B
$2K ﹤0.01%
98
– –
KEYS icon
1048
Keysight
KEYS
$28.7B
$2K ﹤0.01%
76
– –
LEN icon
1049
Lennar Class A
LEN
$35.8B
$2K ﹤0.01%
56
– –
LYV icon
1050
Live Nation Entertainment
LYV
$37.8B
$2K ﹤0.01%
91
– –
40 41
42
43 44