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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOA icon
1026
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$1K ﹤0.01%
30
– –
AWI icon
1027
Armstrong World Industries
AWI
$7.84B
$1K ﹤0.01%
33
– –
BBY icon
1028
Best Buy
BBY
$17.3B
$1K ﹤0.01%
43
– –
BCS icon
1029
Barclays
BCS
$94.1B
$1K ﹤0.01%
125
– –
BWX icon
1030
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$1K ﹤0.01%
42
– –
BWXT icon
1031
BWX Technologies
BWXT
$15.6B
$1K ﹤0.01%
32
– –
CIB icon
1032
Grupo Cibest SA
CIB
$21.1B
$1K ﹤0.01%
60
– –
DBRG icon
1033
DigitalBridge
DBRG
$2.95B
$1K ﹤0.01%
27
– –
DDD icon
1034
3D Systems Corp
DDD
$613M
$1K ﹤0.01%
155
– –
ETSY icon
1035
Etsy
ETSY
$7.85B
$1K ﹤0.01%
200
– –
EWL icon
1036
iShares MSCI Switzerland ETF
EWL
$2.25B
$1K ﹤0.01%
+33
New +$1.03K
GDXJ icon
1037
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$1K ﹤0.01%
97
– –
GSLC icon
1038
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$1K ﹤0.01%
+30
New +$1.25K
HYT icon
1039
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1K ﹤0.01%
122
– –
IGOV icon
1040
iShares International Treasury Bond ETF
IGOV
$1.54B
$1K ﹤0.01%
32
+16
+100% +$722
IMNN icon
1041
Imunon
IMNN
$6.77M
– –
0
– –
IVZ icon
1042
Invesco
IVZ
$13.9B
$1K ﹤0.01%
55
– –
KB icon
1043
KB Financial Group
KB
$43.5B
$1K ﹤0.01%
53
-241
-82% -$7.29K
LILAK icon
1044
Liberty Latin America Class C
LILAK
$1.64B
$1K ﹤0.01%
28
+1
+4% +$33
MVV icon
1045
ProShares Ultra MidCap400
MVV
$163M
$1K ﹤0.01%
72
– –
NHS
1046
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$1K ﹤0.01%
+100
New +$1.03K
NMFC icon
1047
New Mountain Finance
NMFC
$732M
$1K ﹤0.01%
100
– –
NSA
1048
DELISTED
National Storage Affiliates Trust
NSA
$1K ﹤0.01%
75
– –
NTGR icon
1049
NETGEAR
NTGR
$635M
$1K ﹤0.01%
25
– –
PBI icon
1050
Pitney Bowes
PBI
$2.39B
$1K ﹤0.01%
83
– –
40 41
42
43 44

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.