Carroll Financial Associates’s New Mountain Finance NMFC Stock Holding History

Carroll Financial Associates’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-100	Closed	–	–	1615
2020 Q2	$0	Hold	100	–	–	﹤0.01%	1630
2020 Q1	$0	Hold	100	–	–	﹤0.01%	1595
2019 Q4	$1K	Hold	100	–	–	﹤0.01%	1460
2019 Q3	$1K	Hold	100	–	–	﹤0.01%	1434
2019 Q2	$1K	Hold	100	–	–	﹤0.01%	1485
2019 Q1	$1K	Hold	100	–	–	﹤0.01%	1314
2018 Q4	$1K	Hold	100	–	–	﹤0.01%	1241
2018 Q3	$1K	Hold	100	–	–	﹤0.01%	1260
2018 Q2	$1K	Hold	100	–	–	﹤0.01%	1222
2018 Q1	$1K	Hold	100	–	–	﹤0.01%	1207
2017 Q4	$1K	Hold	100	–	–	﹤0.01%	1186
2017 Q3	$1K	Hold	100	–	–	﹤0.01%	1154
2017 Q2	$1K	Hold	100	–	–	﹤0.01%	1145
2017 Q1	$1K	Hold	100	–	–	﹤0.01%	1132
2016 Q4	$1K	Hold	100	–	–	﹤0.01%	1095
2016 Q3	$1K	Hold	100	–	–	﹤0.01%	1113
2016 Q2	$1K	Hold	100	–	–	﹤0.01%	1099
2016 Q1	$1K	Hold	100	–	–	﹤0.01%	1080
2015 Q4	$1K	Hold	100	–	–	﹤0.01%	1048
2015 Q3	$1K	Hold	100	–	–	﹤0.01%	1025
2015 Q2	$1K	Buy	+100	New	+$1.48K	﹤0.01%	1021

Other funds holding NMFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

DCM

Dimension Capital Management Coral Gables, Florida $713M AUM 18.57% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cliffwater Marina Del Rey, California $377M AUM 5.73% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

SCIM

Spring Creek Investment Management Philadelphia, Pennsylvania $42.3M AUM 31.86% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Carroll Financial Associates's NMFC Position: Q3 2020 in Review

Carroll Financial Associates sold out of New Mountain Finance (NMFC) in Q3 2020, closing a stake of 100 shares.

Carroll Financial Associates first reported a position in NMFC in Q2 2015 and held it in 21 quarters. The position peaked at $1K in Q4 2019. 124 funds tracked by Wall St. Rank hold NMFC as of Q3 2020.

Carroll Financial Associates reported no remaining New Mountain Finance position as of Q3 2020 after selling out during the quarter.
Carroll Financial Associates sold 100 New Mountain Finance shares in Q3 2020.
Carroll Financial Associates first reported a position in New Mountain Finance in Q2 2015 and held it in 21 quarters.
Carroll Financial Associates's New Mountain Finance position peaked at $1K in Q4 2019.
124 funds tracked by Wall St. Rank held New Mountain Finance as of Q3 2020.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.