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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEP icon
1001
Brookfield Renewable
BEP
$10.2B
$11K ﹤0.01%
338
-84
-20% -$2.48K
STEX
1002
Streamex Corp
STEX
$83.4M
$11K ﹤0.01%
243
– –
EA
1003
DELISTED
Electronic Arts
EA
$11K ﹤0.01%
92
-250
-73% -$34.1K
ESGR
1004
DELISTED
Enstar Group
ESGR
$11K ﹤0.01%
73
– –
ETG
1005
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$11K ﹤0.01%
800
– –
HCA icon
1006
HCA Healthcare
HCA
$88.9B
$11K ﹤0.01%
90
– –
IDLV icon
1007
Invesco S&P International Developed Low Volatility ETF
IDLV
$343M
$11K ﹤0.01%
395
+2
+0.5% +$57
IR icon
1008
Ingersoll Rand
IR
$32.9B
$11K ﹤0.01%
320
– –
KXI icon
1009
iShares Global Consumer Staples ETF
KXI
$1.06B
$11K ﹤0.01%
212
– –
LBRDA icon
1010
Liberty Broadband Class A
LBRDA
$5.08B
$11K ﹤0.01%
83
– –
LPSN icon
1011
LivePerson
LPSN
$34.9M
$11K ﹤0.01%
14
– –
MHK icon
1012
Mohawk Industries
MHK
$9.18B
$11K ﹤0.01%
114
– –
RCL icon
1013
Royal Caribbean
RCL
$82.6B
$11K ﹤0.01%
174
+60
+53% +$3.53K
REG icon
1014
Regency Centers
REG
$13.9B
$11K ﹤0.01%
313
– –
XTN icon
1015
State Street SPDR S&P Transportation ETF
XTN
$391M
$11K ﹤0.01%
190
– –
BSJM
1016
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$11K ﹤0.01%
490
– –
AVLR
1017
DELISTED
Avalara, Inc.
AVLR
$11K ﹤0.01%
+93
New +$11.8K
A icon
1018
Agilent Technologies
A
$42B
$10K ﹤0.01%
101
– –
CHRD icon
1019
Chord Energy
CHRD
$7.55B
$10K ﹤0.01%
37,280
+100
+0.3% +$61
DRI icon
1020
Darden Restaurants
DRI
$25.1B
$10K ﹤0.01%
100
– –
EAT icon
1021
Brinker International
EAT
$10.2B
$10K ﹤0.01%
252
– –
EXPO icon
1022
Exponent
EXPO
$3.19B
$10K ﹤0.01%
149
– –
FBIN icon
1023
Fortune Brands Innovations
FBIN
$5.79B
$10K ﹤0.01%
147
– –
FMX icon
1024
Fomento Económico Mexicano
FMX
$40B
$10K ﹤0.01%
181
– –
H icon
1025
Hyatt Hotels
H
$16.6B
$10K ﹤0.01%
199
– –
39 40
41
42 43

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.