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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WH icon
1001
Wyndham Hotels & Resorts
WH
$5.48B
$6K ﹤0.01%
140
– –
WSO icon
1002
Watsco Inc
WSO
$13.6B
$6K ﹤0.01%
44
-1
-2% -$152
YPF icon
1003
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$6K ﹤0.01%
443
– –
EQIN
1004
Columbia U.S. Equity Income ETF
EQIN
$312M
$6K ﹤0.01%
251
– –
NBIS
1005
Nebius Group N.V.
NBIS
$47.7B
$6K ﹤0.01%
+209
New +$6.13K
JBTM
1006
JBT Marel
JBTM
$6.39B
$6K ﹤0.01%
92
– –
LSXMA
1007
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$6K ﹤0.01%
231
– –
BBBY
1008
DELISTED
Bed Bath & Beyond Inc
BBBY
$6K ﹤0.01%
552
– –
UMPQ
1009
DELISTED
Umpqua Holdings Corp
UMPQ
$6K ﹤0.01%
380
– –
FLOW
1010
DELISTED
SPX FLOW, Inc.
FLOW
$6K ﹤0.01%
208
– –
GLIBA
1011
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$6K ﹤0.01%
142
– –
TFCFA
1012
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$6K ﹤0.01%
134
– –
CEO
1013
DELISTED
CNOOC Limited
CEO
$6K ﹤0.01%
42
– –
AMLP icon
1014
Alerian MLP ETF
AMLP
$13.1B
$5K ﹤0.01%
120
-453
-79% -$22.2K
ANET icon
1015
Arista Networks
ANET
$238B
$5K ﹤0.01%
+400
New +$5.75K
BGS icon
1016
B&G Foods
BGS
$286M
$5K ﹤0.01%
200
-290
-59% -$8.3K
CHX
1017
DELISTED
ChampionX
CHX
$5K ﹤0.01%
183
-95
-34% -$3.49K
EQNR icon
1018
Equinor
EQNR
$92.4B
$5K ﹤0.01%
246
– –
ETY icon
1019
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$5K ﹤0.01%
490
– –
EWU icon
1020
iShares MSCI United Kingdom ETF
EWU
$4.16B
$5K ﹤0.01%
185
– –
EXI icon
1021
iShares Global Industrials ETF
EXI
$1.48B
$5K ﹤0.01%
65
– –
EZM icon
1022
WisdomTree US MidCap Fund
EZM
$956M
$5K ﹤0.01%
165
– –
GRFS
1023
Grifois
GRFS
$5.4B
$5K ﹤0.01%
313
– –
HIG icon
1024
Hartford Financial Services
HIG
$39.3B
$5K ﹤0.01%
120
-27
-18% -$1.22K
HII icon
1025
Huntington Ingalls Industries
HII
$12.8B
$5K ﹤0.01%
28
-11
-28% -$2.39K
39 40
41
42 43

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.