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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APA icon
1001
APA Corp
APA
$13.3B
$3K ﹤0.01%
55
-425
-89% -$23.1K
CMG icon
1002
Chipotle Mexican Grill
CMG
$42B
$3K ﹤0.01%
400
– –
CNQ icon
1003
Canadian Natural Resources
CNQ
$95B
$3K ﹤0.01%
208
-3
-1% -$42
DBC icon
1004
Invesco DB Commodity Index Tracking Fund
DBC
$1.67B
$3K ﹤0.01%
213
– –
DIA icon
1005
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.4B
$3K ﹤0.01%
20
-50
-71% -$8.88K
DLB icon
1006
Dolby
DLB
$5.78B
$3K ﹤0.01%
75
– –
EOD
1007
Allspring Global Dividend Opportunity Fund
EOD
$284M
$3K ﹤0.01%
650
– –
FLO icon
1008
Flowers Foods
FLO
$1.57B
$3K ﹤0.01%
200
– –
IOR
1009
Income Opportunity Realty Investors
IOR
$3K ﹤0.01%
456
– –
IVZ icon
1010
Invesco
IVZ
$14B
$3K ﹤0.01%
146
-24
-14% -$712
JEF icon
1011
Jefferies Financial Group
JEF
$13.1B
$3K ﹤0.01%
227
– –
MAN icon
1012
ManpowerGroup
MAN
$2.67B
$3K ﹤0.01%
50
– –
MOS icon
1013
The Mosaic Company
MOS
$7.38B
$3K ﹤0.01%
146
+140
+2,333% +$3.71K
MSCI icon
1014
MSCI
MSCI
$41B
$3K ﹤0.01%
47
– –
NVRI icon
1015
Enviri
NVRI
$629M
$3K ﹤0.01%
598
– –
IMDX
1016
Insight Molecular Diagnostics
IMDX
$155M
$3K ﹤0.01%
43
– –
ODP
1017
DELISTED
ODP
ODP
$3K ﹤0.01%
94
– –
PLD icon
1018
Prologis
PLD
$133B
$3K ﹤0.01%
67
– –
PPL
1019
PPL Corp
PPL
$26.7B
$3K ﹤0.01%
100
– –
PRO
1020
DELISTED
PROS Holdings
PRO
$3K ﹤0.01%
210
– –
PSP icon
1021
Invesco Global Listed Private Equity ETF
PSP
$246M
$3K ﹤0.01%
69
+1
+1% +$52
SCHM icon
1022
Schwab US Mid-Cap ETF
SCHM
$15.1B
$3K ﹤0.01%
+258
New +$3.56K
SPXC icon
1023
SPX Corp
SPXC
$10.8B
$3K ﹤0.01%
208
– –
UPBD icon
1024
Upbound Group
UPBD
$1.15B
$3K ﹤0.01%
300
– –
VRNT
1025
DELISTED
Verint Systems
VRNT
$3K ﹤0.01%
206
– –
39 40
41
42 43

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TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.