CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AMCX icon
1001
AMC Networks
AMCX
$328M
$3K ﹤0.01%
58
– –
AOM icon
1002
iShares Core Moderate Allocation ETF
AOM
$1.59B
$3K ﹤0.01%
96
– –
APA icon
1003
APA Corp
APA
$8.14B
$3K ﹤0.01%
55
-425
-89% -$23.2K
CMG icon
1004
Chipotle Mexican Grill
CMG
$55.1B
$3K ﹤0.01%
400
– –
CNQ icon
1005
Canadian Natural Resources
CNQ
$63.2B
$3K ﹤0.01%
208
-3
-1% -$43
DBC icon
1006
Invesco DB Commodity Index Tracking Fund
DBC
$1.26B
$3K ﹤0.01%
213
– –
DIA icon
1007
SPDR Dow Jones Industrial Average ETF Trust
DIA
$39.8B
$3K ﹤0.01%
20
-50
-71% -$7.5K
DLB icon
1008
Dolby
DLB
$6.96B
$3K ﹤0.01%
75
– –
EOD
1009
Allspring Global Dividend Opportunity Fund
EOD
$246M
$3K ﹤0.01%
650
– –
FLO icon
1010
Flowers Foods
FLO
$3.13B
$3K ﹤0.01%
200
– –
IOR
1011
Income Opportunity Realty Investors
IOR
$3K ﹤0.01%
456
– –
IVZ icon
1012
Invesco
IVZ
$9.81B
$3K ﹤0.01%
146
-24
-14% -$493
JEF icon
1013
Jefferies Financial Group
JEF
$13.1B
$3K ﹤0.01%
227
– –
MAN icon
1014
ManpowerGroup
MAN
$1.91B
$3K ﹤0.01%
50
– –
MOS icon
1015
The Mosaic Company
MOS
$10.3B
$3K ﹤0.01%
146
+140
+2,333% +$2.88K
MSCI icon
1016
MSCI
MSCI
$42.9B
$3K ﹤0.01%
47
– –
NVRI icon
1017
Enviri
NVRI
$948M
$3K ﹤0.01%
598
– –
IMDX
1018
Insight Molecular Diagnostics Inc. Common Stock
IMDX
$71M
$3K ﹤0.01%
43
– –
ODP icon
1019
ODP
ODP
$668M
$3K ﹤0.01%
94
– –
PLD icon
1020
Prologis
PLD
$105B
$3K ﹤0.01%
67
– –
PPL icon
1021
PPL Corp
PPL
$26.6B
$3K ﹤0.01%
100
– –
PRO icon
1022
PROS Holdings
PRO
$746M
$3K ﹤0.01%
210
– –
PSP icon
1023
Invesco Global Listed Private Equity ETF
PSP
$328M
$3K ﹤0.01%
69
+1
+1% +$43
SCHM icon
1024
Schwab US Mid-Cap ETF
SCHM
$12.3B
$3K ﹤0.01%
+258
New +$3K
SPXC icon
1025
SPX Corp
SPXC
$9.28B
$3K ﹤0.01%
208
– –
39 40
41
42 43