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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
976
General Motors
GM
$75.7B
$13K ﹤0.01%
457
-551
-55% -$15.5K
MOAT icon
977
VanEck Morningstar Wide Moat ETF
MOAT
$12.5B
$13K ﹤0.01%
242
– –
SA
978
Seabridge Gold
SA
$3.46B
$13K ﹤0.01%
713
– –
STX icon
979
Seagate
STX
$209B
$13K ﹤0.01%
273
– –
VYX icon
980
NCR Voyix
VYX
$1.18B
$13K ﹤0.01%
962
-412
-30% -$4.89K
BBH icon
981
VanEck Biotech ETF
BBH
$427M
$12K ﹤0.01%
76
– –
FNF icon
982
Fidelity National Financial
FNF
$13.1B
$12K ﹤0.01%
431
– –
FOXA icon
983
Fox Class A
FOXA
$27.4B
$12K ﹤0.01%
441
– –
HCSG icon
984
Healthcare Services Group
HCSG
$1.45B
$12K ﹤0.01%
566
– –
INSP icon
985
Inspire Medical Systems
INSP
$1.68B
$12K ﹤0.01%
100
– –
IWL icon
986
iShares Russell Top 200 ETF
IWL
$2.29B
$12K ﹤0.01%
155
– –
JLL icon
987
Jones Lang LaSalle
JLL
$17B
$12K ﹤0.01%
128
– –
KMPR icon
988
Kemper
KMPR
$1.59B
$12K ﹤0.01%
180
– –
MSM icon
989
MSC Industrial Direct
MSM
$6.76B
$12K ﹤0.01%
200
– –
MTB icon
990
M&T Bank
MTB
$36.6B
$12K ﹤0.01%
132
+20
+18% +$2.04K
NPO icon
991
Enpro
NPO
$7.1B
$12K ﹤0.01%
225
– –
PBH icon
992
Prestige Consumer Healthcare
PBH
$2.43B
$12K ﹤0.01%
346
– –
RODM icon
993
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$12K ﹤0.01%
472
– –
TRP icon
994
TC Energy
TRP
$65.7B
$12K ﹤0.01%
300
– –
WK icon
995
Workiva
WK
$3.98B
$12K ﹤0.01%
226
– –
MNDT
996
DELISTED
Mandiant, Inc. Common Stock
MNDT
$12K ﹤0.01%
995
– –
ALE
997
DELISTED
Allete
ALE
$11K ﹤0.01%
225
+206
+1,084% +$11.5K
AMG icon
998
Affiliated Managers Group
AMG
$9.74B
$11K ﹤0.01%
164
-53
-24% -$3.71K
ANF icon
999
Abercrombie & Fitch
ANF
$4.86B
$11K ﹤0.01%
800
– –
AVNS
1000
DELISTED
Avanos Medical
AVNS
$11K ﹤0.01%
333
-18
-5% -$575
38 39
40
41 42

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.