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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPZ
976
DELISTED
Williams Partners L.P.
WPZ
$7K ﹤0.01%
179
– –
CEO
977
DELISTED
CNOOC Limited
CEO
$7K ﹤0.01%
42
+6
+17% +$997
A icon
978
Agilent Technologies
A
$41.2B
$6K ﹤0.01%
100
– –
AG icon
979
First Majestic Silver
AG
$9.07B
$6K ﹤0.01%
891
-1,700
-66% -$11.9K
AGI icon
980
Alamos Gold
AGI
$13.9B
$6K ﹤0.01%
1,100
– –
AMLP icon
981
Alerian MLP ETF
AMLP
$12.8B
$6K ﹤0.01%
120
– –
APTV icon
982
Aptiv
APTV
$10.3B
$6K ﹤0.01%
76
-48
-39% -$4.47K
BAH icon
983
Booz Allen Hamilton
BAH
$9.15B
$6K ﹤0.01%
142
– –
BBN icon
984
BlackRock Taxable Municipal Bond Trust
BBN
$986M
$6K ﹤0.01%
300
– –
BHF icon
985
Brighthouse Financial
BHF
$3.5B
$6K ﹤0.01%
156
-15
-9% -$722
BKR icon
986
Baker Hughes
BKR
$61.1B
$6K ﹤0.01%
188
– –
CMC icon
987
Commercial Metals
CMC
$8.31B
$6K ﹤0.01%
300
– –
CNC icon
988
Centene
CNC
$32.5B
$6K ﹤0.01%
98
– –
DLB icon
989
Dolby
DLB
$5.79B
$6K ﹤0.01%
105
– –
DXC icon
990
DXC Technology
DXC
$1.73B
$6K ﹤0.01%
81
-74
-48% -$6.36K
EMLC icon
991
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
$6K ﹤0.01%
196
+80
+69% +$2.91K
EQNR icon
992
Equinor
EQNR
$92.4B
$6K ﹤0.01%
246
-123
-33% -$3.2K
EVH icon
993
Evolent Health
EVH
$447M
$6K ﹤0.01%
303
+136
+81% +$2.57K
EWU icon
994
iShares MSCI United Kingdom ETF
EWU
$4.16B
$6K ﹤0.01%
185
– –
EXLS icon
995
EXL Service
EXLS
$5.29B
$6K ﹤0.01%
600
– –
EZM icon
996
WisdomTree US MidCap Fund
EZM
$956M
$6K ﹤0.01%
165
– –
GDL
997
GDL Fund
GDL
$92.1M
$6K ﹤0.01%
698
– –
GRFS
998
Grifois
GRFS
$5.4B
$6K ﹤0.01%
313
– –
HACK icon
999
Amplify Cybersecurity ETF
HACK
$2.9B
$6K ﹤0.01%
181
– –
HII icon
1000
Huntington Ingalls Industries
HII
$12.8B
$6K ﹤0.01%
28
– –
38 39
40
41 42

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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.