CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SCZ icon
976
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.7B
$4K ﹤0.01%
87
– –
SHM icon
977
SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.45B
$4K ﹤0.01%
90
– –
SLYG icon
978
SPDR S&P 600 Small Cap Growth ETF
SLYG
$3.56B
$4K ﹤0.01%
+108
New +$4K
SNV icon
979
Synovus
SNV
$7.15B
$4K ﹤0.01%
159
+14
+10% +$352
THQ
980
abrdn Healthcare Opportunities Fund
THQ
$712M
$4K ﹤0.01%
250
– –
VCIT icon
981
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$54.8B
$4K ﹤0.01%
47
– –
VTOL icon
982
Bristow Group
VTOL
$1.09B
$4K ﹤0.01%
253
– –
WDAY icon
983
Workday
WDAY
$61.7B
$4K ﹤0.01%
62
– –
WOLF icon
984
Wolfspeed
WOLF
$196M
$4K ﹤0.01%
198
-21
-10% -$424
WTM icon
985
White Mountains Insurance
WTM
$4.63B
$4K ﹤0.01%
5
– –
WTW icon
986
Willis Towers Watson
WTW
$32.1B
$4K ﹤0.01%
34
+3
+10% +$353
CPAY icon
987
Corpay
CPAY
$22.4B
$4K ﹤0.01%
33
– –
GAP
988
The Gap, Inc.
GAP
$8.83B
$4K ﹤0.01%
217
– –
DISCK
989
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$4K ﹤0.01%
177
-18
-9% -$407
VTA
990
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$4K ﹤0.01%
410
– –
TRK
991
DELISTED
Speedway Motorsports, Inc.
TRK
$4K ﹤0.01%
265
– –
GM.WS.B
992
DELISTED
General Motors Company
GM.WS.B
$4K ﹤0.01%
435
– –
FCE.A
993
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$4K ﹤0.01%
215
+19
+10% +$353
FNGN
994
DELISTED
Financial Engines, Inc.
FNGN
$4K ﹤0.01%
155
– –
TVIA
995
DELISTED
TerraVia Holdings, Inc. Common Stock
TVIA
$4K ﹤0.01%
+1,750
New +$4K
DISCA
996
DELISTED
Discovery, Inc. Series A Common Stock
DISCA
$4K ﹤0.01%
197
-6
-3% -$122
STRZA
997
DELISTED
Starz - Series A
STRZA
$4K ﹤0.01%
139
– –
ATVI
998
DELISTED
Activision Blizzard Inc.
ATVI
$4K ﹤0.01%
120
– –
LPT
999
DELISTED
Liberty Property Trust
LPT
$3K ﹤0.01%
100
– –
HTS
1000
DELISTED
HATTERAS FINANCIAL CORP
HTS
$3K ﹤0.01%
200
-38,950
-99% -$584K
38 39
40
41 42