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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCZ icon
976
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.8B
$4K ﹤0.01%
87
– –
SHM icon
977
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$4K ﹤0.01%
90
– –
SLYG icon
978
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.21B
$4K ﹤0.01%
+108
New +$4.72K
SNV
979
DELISTED
Synovus
SNV
$4K ﹤0.01%
159
+14
+10% +$425
THQ
980
abrdn Healthcare Opportunities Fund
THQ
$797M
$4K ﹤0.01%
250
– –
VCIT icon
981
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$4K ﹤0.01%
47
– –
VTOL icon
982
Bristow Group
VTOL
$1.36B
$4K ﹤0.01%
253
– –
WBD icon
983
Warner Bros
WBD
$67.2B
$4K ﹤0.01%
197
-6
-3% -$164
WDAY icon
984
Workday
WDAY
$44.2B
$4K ﹤0.01%
62
– –
WOLF icon
985
Wolfspeed
WOLF
$1.7B
$4K ﹤0.01%
198
-21
-10% -$510
WTM icon
986
White Mountains Insurance
WTM
$5.37B
$4K ﹤0.01%
5
– –
WTW icon
987
Willis Towers Watson
WTW
$32B
$4K ﹤0.01%
34
+3
+10% +$370
CPAY icon
988
Corpay
CPAY
$25.8B
$4K ﹤0.01%
33
– –
GAP
989
The Gap Inc
GAP
$7.38B
$4K ﹤0.01%
217
– –
DISCK
990
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$4K ﹤0.01%
177
-18
-9% -$475
VTA
991
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$4K ﹤0.01%
410
– –
TRK
992
DELISTED
Speedway Motorsports, Inc.
TRK
$4K ﹤0.01%
265
– –
GM.WS.B
993
DELISTED
General Motors Company
GM.WS.B
$4K ﹤0.01%
435
– –
FCE.A
994
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$4K ﹤0.01%
215
+19
+10% +$414
FNGN
995
DELISTED
Financial Engines, Inc.
FNGN
$4K ﹤0.01%
155
– –
TVIA
996
DELISTED
TerraVia Holdings, Inc. Common Stock
TVIA
$4K ﹤0.01%
+1,750
New +$4.07K
STRZA
997
DELISTED
Starz - Series A
STRZA
$4K ﹤0.01%
139
– –
ATVI
998
DELISTED
Activision Blizzard
ATVI
$4K ﹤0.01%
120
– –
AMCX icon
999
AMC Global Media
AMCX
$488M
$3K ﹤0.01%
58
– –
AOM icon
1000
iShares Core Moderate Allocation ETF
AOM
$1.77B
$3K ﹤0.01%
96
– –
38 39
40
41 42

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.