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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AJG icon
976
Arthur J. Gallagher & Co
AJG
$63.6B
$3K ﹤0.01%
82
– –
ALLY icon
977
Ally Financial
ALLY
$13.3B
$3K ﹤0.01%
+180
New +$3.1K
AMCX icon
978
AMC Global Media
AMCX
$489M
$3K ﹤0.01%
58
– –
AOM icon
979
iShares Core Moderate Allocation ETF
AOM
$1.78B
$3K ﹤0.01%
+96
New +$3.23K
CAKE icon
980
Cheesecake Factory
CAKE
$5.33B
$3K ﹤0.01%
+60
New +$2.97K
CMG icon
981
Chipotle Mexican Grill
CMG
$41.5B
$3K ﹤0.01%
400
– –
CPRT icon
982
Copart
CPRT
$27.5B
$3K ﹤0.01%
672
– –
DLB icon
983
Dolby
DLB
$5.79B
$3K ﹤0.01%
75
– –
EMLC icon
984
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$3K ﹤0.01%
+92
New +$3.17K
EOD
985
Allspring Global Dividend Opportunity Fund
EOD
$286M
$3K ﹤0.01%
650
– –
ERH
986
Allspring Utilities & High Income Fund
ERH
$103M
$3K ﹤0.01%
300
– –
EWD icon
987
iShares MSCI Sweden ETF
EWD
$595M
$3K ﹤0.01%
+133
New +$3.69K
FLO icon
988
Flowers Foods
FLO
$1.57B
$3K ﹤0.01%
+200
New +$3.79K
HRI icon
989
Herc Holdings
HRI
$5.61B
$3K ﹤0.01%
115
– –
IAT icon
990
iShares US Regional Banks ETF
IAT
$678M
$3K ﹤0.01%
100
– –
IGOV icon
991
iShares International Treasury Bond ETF
IGOV
$1.54B
$3K ﹤0.01%
72
+40
+125% +$1.86K
IONS icon
992
Ionis Pharmaceuticals
IONS
$9.4B
$3K ﹤0.01%
98
+43
+78% +$1.75K
IOR
993
Income Opportunity Realty Investors
IOR
$3K ﹤0.01%
456
– –
JEF icon
994
Jefferies Financial Group
JEF
$13.1B
$3K ﹤0.01%
227
-1,340
-86% -$18.9K
MSCI icon
995
MSCI
MSCI
$40.9B
$3K ﹤0.01%
47
– –
NOW icon
996
ServiceNow
NOW
$129B
$3K ﹤0.01%
+300
New +$3.8K
NVRI icon
997
Enviri
NVRI
$620M
$3K ﹤0.01%
598
– –
IMDX
998
Insight Molecular Diagnostics
IMDX
$156M
$3K ﹤0.01%
+43
New +$3.81K
PJT icon
999
PJT Partners
PJT
$4.38B
$3K ﹤0.01%
131
-9
-6% -$232
PPL
1000
PPL Corp
PPL
$26.7B
$3K ﹤0.01%
100
– –
38 39
40
41 42

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RFA
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CCT
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.