Carroll Financial Associates’s Allspring Utilities & High Income Fund ERH Stock Holding History

Carroll Financial Associates’s Portfolio ERH Stock Details ERH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-300	Closed	-$3K	–	1187
2017 Q1	$3K	Hold	300	–	–	﹤0.01%	1047
2016 Q4	$3K	Hold	300	–	–	﹤0.01%	1007
2016 Q3	$3K	Hold	300	–	–	﹤0.01%	1027
2016 Q2	$4K	Hold	300	–	–	﹤0.01%	962
2016 Q1	$3K	Hold	300	–	–	﹤0.01%	987
2015 Q4	$3K	Hold	300	–	–	﹤0.01%	947
2015 Q3	$3K	Hold	300	–	–	﹤0.01%	924
2015 Q2	$3K	Buy	+300	New	+$3.7K	﹤0.01%	928

Other funds holding ERH

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

ACG Wealth Atlanta, Georgia $437M AUM 11.28% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

MBT

Monroe Bank & Trust Monroe, Michigan $299M AUM 8.4% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Carroll Financial Associates's ERH Position: Q2 2017 in Review

Carroll Financial Associates sold out of Allspring Utilities & High Income Fund (ERH) in Q2 2017, closing a stake of 300 shares — an estimated $3K sold.

Carroll Financial Associates first reported a position in ERH in Q2 2015 and held it in 8 quarters. The position peaked at $4K in Q2 2016. 16 funds tracked by Wall St. Rank hold ERH as of Q2 2017.

Carroll Financial Associates reported no remaining Allspring Utilities & High Income Fund position as of Q2 2017 after selling out during the quarter.
Carroll Financial Associates sold 300 Allspring Utilities & High Income Fund shares in Q2 2017, an estimated $3K.
Carroll Financial Associates first reported a position in Allspring Utilities & High Income Fund in Q2 2015 and held it in 8 quarters.
Carroll Financial Associates's Allspring Utilities & High Income Fund position peaked at $4K in Q2 2016.
16 funds tracked by Wall St. Rank held Allspring Utilities & High Income Fund as of Q2 2017.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.