Advisors Asset Management’s Allspring Utilities & High Income Fund ERH Stock Holding History

Advisors Asset Management’s Portfolio ERH Stock Details ERH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-20,786	Closed	-$268K	–	1510
2017 Q3	$268K	Sell	20,786 -51,689	-71%	-$681K	﹤0.01%	1196
2017 Q2	$936K	Sell	72,475 -2,978	-4%	-$39K	0.02%	904
2017 Q1	$962K	Sell	75,453 -103,151	-58%	-$1.27M	0.02%	878
2016 Q4	$2.14M	Sell	178,604 -94,968	-35%	-$1.13M	0.04%	613
2016 Q3	$3.39M	Sell	273,572 -8,216	-3%	-$108K	0.06%	464
2016 Q2	$3.78M	Sell	281,788 -7,575	-3%	-$98K	0.06%	438
2016 Q1	$3.67M	Buy	289,363 +26,017	+10%	+$310K	0.06%	448
2015 Q4	$2.95M	Buy	263,346 +136,381	+107%	+$1.53M	0.05%	533
2015 Q3	$1.34M	Buy	126,965 +3,867	+3%	+$43.1K	0.02%	790
2015 Q2	$1.39M	Buy	123,098 +35,205	+40%	+$434K	0.02%	807
2015 Q1	$1.16M	Buy	+87,893	New	+$1.18M	0.02%	827

Other funds holding ERH

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

MBT

Monroe Bank & Trust Monroe, Michigan $299M AUM 8.4% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

CHC

City Holding Co Charleston, West Virginia $884M AUM 27.52% 1-Year Est. Return

Advisors Asset Management's ERH Position: Q4 2017 in Review

Advisors Asset Management sold out of Allspring Utilities & High Income Fund (ERH) in Q4 2017, closing a stake of 20,786 shares — an estimated $268K sold.

Advisors Asset Management first reported a position in ERH in Q1 2015 and held it in 11 quarters. The position peaked at $3.78M in Q2 2016. 16 funds tracked by Wall St. Rank hold ERH as of Q4 2017.

Advisors Asset Management reported no remaining Allspring Utilities & High Income Fund position as of Q4 2017 after selling out during the quarter.
Advisors Asset Management sold 20,786 Allspring Utilities & High Income Fund shares in Q4 2017, an estimated $268K.
Advisors Asset Management first reported a position in Allspring Utilities & High Income Fund in Q1 2015 and held it in 11 quarters.
Advisors Asset Management's Allspring Utilities & High Income Fund position peaked at $3.78M in Q2 2016.
16 funds tracked by Wall St. Rank held Allspring Utilities & High Income Fund as of Q4 2017.

Based on Advisors Asset Management's 13F filing for Q4 2017, filed 13 Feb 2018.