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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIGI icon
76
Vanguard International Dividend Appreciation ETF
VIGI
$9.3B
$1.74M 0.19%
+29,765
New +$1.77M
NUE icon
77
Nucor
NUE
$62.1B
$1.74M 0.19%
32,584
-3,895
-11% -$230K
HRL icon
78
Hormel Foods
HRL
$13.8B
$1.68M 0.19%
39,878
-4,900
-11% -$211K
HDV
79
iShares Core High Dividend ETF
HDV
$14.9B
$1.66M 0.18%
97,330
+8,570
+10% +$152K
VTV icon
80
Vanguard Morningstar Value ETF
VTV
$191B
$1.64M 0.18%
16,432
-348
-2% -$36.6K
XLF icon
81
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$1.61M 0.18%
66,462
-6,389
-9% -$166K
CSB icon
82
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$273M
$1.56M 0.17%
+37,738
New +$1.65M
FTCS icon
83
First Trust Capital Strength ETF
FTCS
$7.95B
$1.49M 0.17%
30,690
+1,682
+6% +$86.8K
GOOGL icon
84
Alphabet (Google) Class A
GOOGL
$4.33T
$1.47M 0.16%
27,340
+1,580
+6% +$85.4K
PKW icon
85
Invesco BuyBack Achievers ETF
PKW
$1.76B
$1.47M 0.16%
27,306
-3,153
-10% -$180K
PSX icon
86
Phillips 66
PSX
$81.4B
$1.47M 0.16%
16,051
-36
-0.2% -$3.52K
AMGN icon
87
Amgen
AMGN
$222B
$1.42M 0.16%
7,177
+32
+0.4% +$6.24K
MDT icon
88
Medtronic
MDT
$112B
$1.4M 0.16%
17,013
-11
-0.1% -$1.03K
RY icon
89
Royal Bank of Canada
RY
$293B
$1.39M 0.15%
19,647
-330
-2% -$24.1K
GRES
90
DELISTED
IQ ARB Global Resources
GRES
$1.39M 0.15%
53,983
-2,461
-4% -$65.4K
IEFA icon
91
iShares Core MSCI EAFE ETF
IEFA
$196B
$1.36M 0.15%
24,082
+3,155
+15% +$185K
SSB icon
92
SouthState Bank Corp
SSB
$10.5B
$1.34M 0.15%
21,667
+110
+0.5% +$7.64K
MO icon
93
Altria Group
MO
$114B
$1.33M 0.15%
27,294
-344
-1% -$19.9K
CSX icon
94
CSX Corp
CSX
$93.1B
$1.32M 0.15%
63,456
-5,094
-7% -$117K
IWF icon
95
iShares Russell 1000 Growth ETF
IWF
$128B
$1.31M 0.15%
39,404
+2,520
+7% +$88.8K
RTX icon
96
RTX Corp
RTX
$301B
$1.31M 0.15%
19,468
-53,159
-73% -$4.17M
PCY icon
97
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$1.25M 0.14%
46,570
+466
+1% +$12.2K
IUSG icon
98
iShares Core S&P US Growth ETF
IUSG
$33.7B
$1.23M 0.14%
22,917
+8,802
+62% +$499K
VEU icon
99
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$1.2M 0.13%
25,689
-373
-1% -$17.9K
GOOG icon
100
Alphabet (Google) Class C
GOOG
$4.32T
$1.18M 0.13%
22,020
-100
-0.5% -$5.35K
2 3
4
5 6

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6M
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RFA
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.