We are live on
!
Find out more
CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
(+11%)
Cap. Flow
+$54.1M
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$16.4M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$11.6M |
| 3 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$3.36M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$2.45M |
| 5 |
ExxonMobil
XOM
|
+$2.01M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
|
+$2.12M |
| 2 |
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
|
+$945K |
| 3 |
WisdomTree
WT
|
+$765K |
| 4 |
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
|
+$535K |
| 5 |
Global X MLP & Energy Infrastructure ETF
MLPX
|
+$516K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.9% |
| 2 | Technology | 6.08% |
| 3 | Energy | 4.49% |
| 4 | Healthcare | 4.43% |
| 5 | Consumer Staples | 4.15% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Vanguard Morningstar Growth ETF
VUG
$231B
| $1.25M | 0.19% |
66,660
+6,504
| +11% | +$121K |
|
77
Phillips 66
PSX
$81.3B
| $1.22M | 0.18% |
15,187
+303
| +2% | +$23.6K |
|
78
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$293M
| $1.2M | 0.18% |
51,883
-3,405
| -6% | -$77.4K |
|
|
SCG
79
DELISTED
Scana
SCG
| $1.17M | 0.17% |
16,104
+1,011
| +7% | +$73.9K |
|
80
Vanguard FTSE All-World ex-US ETF
VEU
$68.4B
| $1.16M | 0.17% |
25,613
+100
| +0.4% | +$4.47K |
|
81
CSX Corp
CSX
$93.2B
| $1.15M | 0.17% |
113,445
+153
| +0.1% | +$1.45K |
|
82
Qualcomm
QCOM
$176B
| $1.15M | 0.17% |
16,811
-363
| -2% | -$22.1K |
|
83
Nucor
NUE
$62B
| $1.12M | 0.17% |
22,601
-847
| -4% | -$43.1K |
|
|
UN
84
DELISTED
Unilever NV New York Registry Shares
UN
| $1.12M | 0.17% |
24,239
-520
| -2% | -$24K |
|
85
Medtronic
MDT
$111B
| $1.07M | 0.16% |
12,405
+573
| +5% | +$49.9K |
|
86
RTX Corp
RTX
$300B
| $1.05M | 0.16% |
16,503
-110
| -0.7% | -$7.29K |
|
87
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$705M
| $1.01M | 0.15% |
30,810
+170
| +0.6% | +$5.47K |
|
88
Invesco Preferred ETF
PGX
$3.79B
| $993K | 0.15% |
65,632
+11,760
| +22% | +$180K |
|
89
Royal Bank of Canada
RY
$293B
| $990K | 0.15% |
15,990
+1,805
| +13% | +$111K |
|
90
Vanguard Extended Market ETF
VXF
$31.7B
| $988K | 0.15% |
10,828
-78
| -0.7% | -$7K |
|
|
BSJI
91
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
| $988K | 0.15% |
39,075
-7,875
| -17% | -$198K |
|
|
LRFC
92
DELISTED
Logan Ridge Finance Corp
LRFC
| $957K | 0.14% |
12,167
-500
| -4% | -$43.9K |
|
|
AMJ
93
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $955K | 0.14% |
30,330
+3,410
| +13% | +$107K |
|
94
iShares National Muni Bond ETF
MUB
$45.5B
| $943K | 0.14% |
8,368
+960
| +13% | +$109K |
|
|
DD
95
DELISTED
Du Pont De Nemours E I
DD
| $941K | 0.14% |
14,056
+279
| +2% | +$19K |
|
96
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.24B
| $926K | 0.14% |
35,132
+8,923
| +34% | +$235K |
|
97
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
| $920K | 0.14% |
8,272
-114
| -1% | -$12.6K |
|
98
Atlantic Union Bankshares
AUB
$5.95B
| $910K | 0.14% |
34,011
| – | – |
|
99
Intel
INTC
$512B
| $906K | 0.14% |
24,015
-31
| -0.1% | -$1.1K |
|
100
Amgen
AMGN
$221B
| $905K | 0.14% |
5,426
+53
| +1% | +$8.96K |
|
Similar funds
TU
NFG
6M
RFA
CCT
C
CC
RM
Carroll Financial Associates's Q3 2016 Portfolio in Review
As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.
Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.
By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.
On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.
- Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
- Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
- Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
- Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
- Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
- Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
- Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.
Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.