CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$598M
Cap. Flow
+$43.1M
Cap. Flow %
7.21%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
275
Reduced
180
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
UN
76
DELISTED
Unilever NV New York Registry Shares
UN
$1.16M 0.19% 24,759 -57 -0.2% -$2.68K
NUE icon
77
Nucor
NUE
$34.1B
$1.16M 0.19% 23,448 -237 -1% -$11.7K
SCG
78
DELISTED
Scana
SCG
$1.14M 0.19% 15,093 +476 +3% +$36K
BMY icon
79
Bristol-Myers Squibb
BMY
$96B
$1.1M 0.18% 14,947 +419 +3% +$30.8K
VEU icon
80
Vanguard FTSE All-World ex-US ETF
VEU
$48.6B
$1.09M 0.18% 25,513 – –
OCSL icon
81
Oaktree Specialty Lending
OCSL
$1.23B
$1.09M 0.18% 224,600 -11,100 -5% -$53.8K
VUG icon
82
Vanguard Growth ETF
VUG
$185B
$1.07M 0.18% 10,026 +1 +0% +$107
RTX icon
83
RTX Corp
RTX
$212B
$1.07M 0.18% 10,455 -483 -4% -$49.5K
LRFC
84
DELISTED
Logan Ridge Finance Corp
LRFC
$1.06M 0.18% 76,000 – –
MDT icon
85
Medtronic
MDT
$119B
$1.03M 0.17% 11,832 +160 +1% +$13.9K
CSX icon
86
CSX Corp
CSX
$60.6B
$984K 0.16% 37,764 -3,539 -9% -$92.2K
EFAV icon
87
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.39B
$967K 0.16% 14,578 +6,720 +86% +$446K
FMLP
88
DELISTED
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$945K 0.16% 57,900 -3,400 -6% -$55.5K
DBJP icon
89
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$394M
$942K 0.16% 30,640 +6,170 +25% +$190K
VXF icon
90
Vanguard Extended Market ETF
VXF
$23.9B
$931K 0.16% 10,906 +803 +8% +$68.5K
HDEF icon
91
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.13B
$928K 0.16% 40,900 -780 -2% -$17.7K
QCOM icon
92
Qualcomm
QCOM
$173B
$920K 0.15% 17,174 -3,225 -16% -$173K
PDP icon
93
Invesco Dorsey Wright Momentum ETF
PDP
$1.28B
$913K 0.15% 21,695 +8,695 +67% +$366K
VTI icon
94
Vanguard Total Stock Market ETF
VTI
$526B
$898K 0.15% 8,386 – –
DD
95
DELISTED
Du Pont De Nemours E I
DD
$892K 0.15% 13,777 -3,064 -18% -$198K
PFM icon
96
Invesco Dividend Achievers ETF
PFM
$722M
$866K 0.14% 38,272 -488 -1% -$11K
AMJ
97
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$856K 0.14% 26,920 -938 -3% -$29.8K
MUB icon
98
iShares National Muni Bond ETF
MUB
$38.6B
$843K 0.14% 7,408 +218 +3% +$24.8K
AUB icon
99
Atlantic Union Bankshares
AUB
$5.09B
$840K 0.14% 34,011 – –
RY icon
100
Royal Bank of Canada
RY
$205B
$838K 0.14% 14,185 – –
2 3
4
5 6