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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UN
76
DELISTED
Unilever NV New York Registry Shares
UN
$1.16M 0.19%
24,759
-57
-0.2% -$2.55K
NUE icon
77
Nucor
NUE
$59.5B
$1.16M 0.19%
23,448
-237
-1% -$11.6K
SCG
78
DELISTED
Scana
SCG
$1.14M 0.19%
15,093
+476
+3% +$33.3K
BMY icon
79
Bristol-Myers Squibb
BMY
$135B
$1.1M 0.18%
14,947
+419
+3% +$29.6K
VEU icon
80
Vanguard FTSE All-World ex-US ETF
VEU
$68B
$1.09M 0.18%
25,513
– –
OCSL icon
81
Oaktree Specialty Lending
OCSL
$1.05B
$1.09M 0.18%
74,867
-3,700
-5% -$56.6K
VUG icon
82
Vanguard Morningstar Growth ETF
VUG
$230B
$1.07M 0.18%
60,156
+6
+0% +$107
RTX icon
83
RTX Corp
RTX
$294B
$1.07M 0.18%
16,613
-767
-4% -$49.1K
LRFC
84
DELISTED
Logan Ridge Finance Corp
LRFC
$1.06M 0.18%
12,667
– –
MDT icon
85
Medtronic
MDT
$110B
$1.03M 0.17%
11,832
+160
+1% +$12.9K
CSX icon
86
CSX Corp
CSX
$94.5B
$984K 0.16%
113,292
-10,617
-9% -$92.5K
EFAV icon
87
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$967K 0.16%
14,578
+6,720
+86% +$449K
FMLP
88
DELISTED
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$945K 0.16%
57,900
-3,400
-6% -$59.4K
DBJP icon
89
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$689M
$942K 0.16%
30,640
+6,170
+25% +$202K
VXF icon
90
Vanguard Extended Market ETF
VXF
$31.5B
$931K 0.16%
10,906
+803
+8% +$67.7K
HDEF icon
91
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.33B
$928K 0.16%
40,900
-780
-2% -$17.7K
QCOM icon
92
Qualcomm
QCOM
$171B
$920K 0.15%
17,174
-3,225
-16% -$170K
PDP icon
93
Invesco Dorsey Wright Momentum ETF
PDP
$1.52B
$913K 0.15%
21,695
+8,695
+67% +$358K
VTI icon
94
Vanguard Morningstar Total Stock Market ETF
VTI
$683B
$898K 0.15%
8,386
– –
DD
95
DELISTED
Du Pont De Nemours E I
DD
$892K 0.15%
13,777
-3,064
-18% -$201K
PFM icon
96
Invesco Dividend Achievers ETF
PFM
$804M
$866K 0.14%
38,272
-488
-1% -$10.7K
AMJ
97
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$856K 0.14%
26,920
-938
-3% -$27.9K
MUB icon
98
iShares National Muni Bond ETF
MUB
$45.4B
$843K 0.14%
7,408
+218
+3% +$24.5K
AUB icon
99
Atlantic Union Bankshares
AUB
$6.16B
$840K 0.14%
34,011
– –
RY icon
100
Royal Bank of Canada
RY
$292B
$838K 0.14%
14,185
– –
2 3
4
5 6

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.