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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$23.5M
Cap. Flow
-$13.5M
Cap. Flow %
-4.43%
Top 10 Hldgs %
40.12%
Holding
1,104
New
165
Increased
242
Reduced
76
Closed
181

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.76M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.32M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.37M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.03M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2M

Top Sells

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$31.7M
2
BAC.PRE icon
Bank of America Depository Shares Series E
BAC.PRE
+$2.62M
3
GS.PRA icon
Goldman Sachs Group Inc Depositary Shares
GS.PRA
+$1.99M
4
HRL icon
Hormel Foods
HRL
+$1.46M
5
MS.PRA icon
Morgan Stanley Series A Preferred Stock
MS.PRA
+$1.27M

Sector Composition

Rank Sector Weight
1 Financials 12.17%
2 Technology 9.66%
3 Energy 9.29%
4 Healthcare 6.5%
5 Industrials 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
76
Verizon
VZ
$196B
$586K 0.19%
12,325
+895
+8% +$42.3K
SCG
77
DELISTED
Scana
SCG
$576K 0.19%
11,221
+872
+8% +$42K
COV
78
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$575K 0.19%
7,806
+100
+1% +$6.97K
DIS icon
79
Walt Disney
DIS
$181B
$574K 0.19%
7,169
+242
+3% +$18.8K
EV
80
DELISTED
Eaton Vance Corp.
EV
$572K 0.19%
+15,000
New +$578K
DD
81
DELISTED
Du Pont De Nemours E I
DD
$566K 0.19%
8,885
+130
+1% +$7.95K
WMT icon
82
Walmart Inc
WMT
$890B
$527K 0.17%
20,673
+960
+5% +$24.1K
PGX icon
83
Invesco Preferred ETF
PGX
$3.79B
$503K 0.17%
35,256
+30,756
+683% +$429K
BMY icon
84
Bristol-Myers Squibb
BMY
$132B
$491K 0.16%
9,450
-2,004
-17% -$107K
BDX icon
85
Becton Dickinson
BDX
$48.2B
$490K 0.16%
4,287
+480
+13% +$52.8K
VTI icon
86
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$482K 0.16%
4,942
– –
DVY icon
87
iShares Select Dividend ETF
DVY
$23.6B
$481K 0.16%
6,557
+1,110
+20% +$78.7K
ORCL icon
88
Oracle
ORCL
$423B
$481K 0.16%
11,762
+3,675
+45% +$140K
PSX icon
89
Phillips 66
PSX
$81.4B
$468K 0.15%
6,074
-365
-6% -$27.8K
IEV icon
90
iShares Europe ETF
IEV
$1.7B
$461K 0.15%
9,540
+5,265
+123% +$248K
AFL icon
91
Aflac
AFL
$62.6B
$441K 0.14%
13,984
-58
-0.4% -$1.84K
AMGN icon
92
Amgen
AMGN
$222B
$433K 0.14%
3,512
-395
-10% -$47.9K
SPLV icon
93
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$418K 0.14%
12,295
+2,700
+28% +$89K
LNC icon
94
Lincoln National
LNC
$8.81B
$414K 0.14%
8,164
-4,647
-36% -$234K
TLM
95
DELISTED
TALISMAN ENERGY INC
TLM
$411K 0.13%
41,160
+50
+0.1% +$531
MO icon
96
Altria Group
MO
$114B
$406K 0.13%
10,847
+393
+4% +$14.3K
BA icon
97
Boeing
BA
$185B
$400K 0.13%
3,186
+9
+0.3% +$1.17K
INTC icon
98
Intel
INTC
$513B
$398K 0.13%
15,416
+2,569
+20% +$64.1K
VV icon
99
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$396K 0.13%
4,599
– –
VXF icon
100
Vanguard Extended Market ETF
VXF
$31.7B
$391K 0.13%
4,597
– –
2 3
4
5 6

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2014 Portfolio in Review

As of Q1 2014, Carroll Financial Associates held 1,104 positions worth $305M, up 8.3% from $281M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates withdrew a net $13.5M in Q1 2014, closing 181 positions and reducing 76 holdings. Its most notable exit was Bank of America Depository Shares Series E, an estimated $2.62M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Vanguard FTSE All-World ex-US ETF worth $1.28M.

  • Carroll Financial Associates's largest Q1 2014 buy was Vanguard FTSE All-World ex-US ETF: 25,507 shares worth $1.28M.
  • Carroll Financial Associates added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $3.76M increase.
  • Carroll Financial Associates's biggest Q1 2014 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $31.7M.
  • Carroll Financial Associates fully exited Bank of America Depository Shares Series E in Q1 2014, selling an estimated $2.62M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $305M portfolio in Q1 2014.
  • Carroll Financial Associates opened 165 new positions and closed 181 in Q1 2014.
  • Carroll Financial Associates's portfolio value rose 8.3% quarter-over-quarter to $305M.

Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.