We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CALM icon
951
Cal-Maine
CALM
$3.87B
$14K ﹤0.01%
+383
New +$16.2K
CGNX icon
952
Cognex
CGNX
$10.4B
$14K ﹤0.01%
227
-55
-20% -$3.55K
DRIV icon
953
Global X Autonomous & Electric Vehicles ETF
DRIV
$394M
$14K ﹤0.01%
+875
New +$14.3K
EELV icon
954
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$422M
$14K ﹤0.01%
745
-26
-3% -$529
EEM icon
955
iShares MSCI Emerging Markets ETF
EEM
$30.5B
$14K ﹤0.01%
328
-90
-22% -$3.95K
IT icon
956
Gartner
IT
$11.6B
$14K ﹤0.01%
117
– –
LX
957
LexinFintech Holdings
LX
$236M
$14K ﹤0.01%
2,080
– –
MGV icon
958
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.7B
$14K ﹤0.01%
183
– –
NEOG icon
959
Neogen
NEOG
$2.59B
$14K ﹤0.01%
380
– –
NTLA icon
960
Intellia Therapeutics
NTLA
$1.66B
$14K ﹤0.01%
744
– –
PARA
961
DELISTED
Paramount Global Class B
PARA
$14K ﹤0.01%
528
-36
-6% -$964
RELX icon
962
RELX
RELX
$60.4B
$14K ﹤0.01%
657
– –
RPG icon
963
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$14K ﹤0.01%
500
– –
SMG icon
964
ScottsMiracle-Gro
SMG
$3.59B
$14K ﹤0.01%
98
– –
WAB icon
965
Wabtec
WAB
$50.3B
$14K ﹤0.01%
235
-28
-11% -$1.8K
CSF
966
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$14K ﹤0.01%
364
– –
CERN
967
DELISTED
Cerner Corp
CERN
$14K ﹤0.01%
202
– –
AAL icon
968
American Airlines Group
AAL
$9.97B
$13K ﹤0.01%
1,066
-174
-14% -$2.18K
AMN icon
969
AMN Healthcare
AMN
$1.34B
$13K ﹤0.01%
235
+103
+78% +$5.42K
EFOR
970
Everforth Inc
EFOR
$1.37B
$13K ﹤0.01%
209
– –
BOND icon
971
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.5B
$13K ﹤0.01%
120
– –
DXJ icon
972
WisdomTree Japan Hedged Equity Fund
DXJ
$7.55B
$13K ﹤0.01%
284
– –
EEFT icon
973
Euronet Worldwide
EEFT
$2.78B
$13K ﹤0.01%
147
– –
EPP icon
974
iShares MSCI Pacific ex Japan ETF
EPP
$2.24B
$13K ﹤0.01%
328
– –
EQNR icon
975
Equinor
EQNR
$96.3B
$13K ﹤0.01%
992
+134
+16% +$2.07K
37 38
39
40 41

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.