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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITA icon
951
iShares US Aerospace & Defense ETF
ITA
$15B
$7K ﹤0.01%
84
– –
IXC icon
952
iShares Global Energy ETF
IXC
$2.62B
$7K ﹤0.01%
250
– –
LBRDK icon
953
Liberty Broadband Class C
LBRDK
$5.15B
$7K ﹤0.01%
102
– –
MCO icon
954
Moody's
MCO
$82.7B
$7K ﹤0.01%
55
-19
-26% -$2.87K
PGEN icon
955
Precigen
PGEN
$2.59B
$7K ﹤0.01%
1,000
– –
RYAAY icon
956
Ryanair
RYAAY
$31.3B
$7K ﹤0.01%
268
+33
+14% +$1.05K
SNA icon
957
Snap-on
SNA
$21.5B
$7K ﹤0.01%
46
-1
-2% -$158
STWD icon
958
Starwood Property Trust
STWD
$6.09B
$7K ﹤0.01%
383
– –
TDOC icon
959
Teladoc Health
TDOC
$1.3B
$7K ﹤0.01%
+151
New +$9.24K
TRU icon
960
TransUnion
TRU
$15.3B
$7K ﹤0.01%
131
+5
+4% +$320
VWOB icon
961
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$7K ﹤0.01%
+99
New +$7.37K
WCC
962
WESCO International
WCC
$17.7B
$7K ﹤0.01%
150
– –
XYZ
963
Block Inc
XYZ
$47.5B
$7K ﹤0.01%
125
+10
+9% +$706
MGU
964
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$7K ﹤0.01%
366
– –
CTXS
965
DELISTED
Citrix Systems Inc
CTXS
$7K ﹤0.01%
74
– –
MYF
966
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$7K ﹤0.01%
600
– –
AA icon
967
Alcoa
AA
$13.2B
$6K ﹤0.01%
243
– –
ACGL icon
968
Arch Capital
ACGL
$33.6B
$6K ﹤0.01%
253
+16
+7% +$442
ALRM icon
969
Alarm.com
ALRM
$2.85B
$6K ﹤0.01%
129
– –
ASH icon
970
Ashland
ASH
$3.5B
$6K ﹤0.01%
97
– –
BBN icon
971
BlackRock Taxable Municipal Bond Trust
BBN
$986M
$6K ﹤0.01%
300
– –
BC icon
972
Brunswick
BC
$5.28B
$6K ﹤0.01%
138
– –
BCX icon
973
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$6K ﹤0.01%
836
– –
BR icon
974
Broadridge
BR
$19B
$6K ﹤0.01%
67
– –
BRO icon
975
Brown & Brown
BRO
$23.9B
$6K ﹤0.01%
229
+15
+7% +$424
37 38
39
40 41

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TU
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NFG
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6M
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RFA
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CCT
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C
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CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.