We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLS
951
DELISTED
Staples Inc
SPLS
$5K ﹤0.01%
675
– –
KNGT
952
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$5K ﹤0.01%
200
– –
ARI
953
Apollo Commercial Real Estate
ARI
$885M
$4K ﹤0.01%
300
– –
BLW icon
954
BlackRock Limited Duration Income Trust
BLW
$493M
$4K ﹤0.01%
313
– –
CHH icon
955
Choice Hotels
CHH
$4.8B
$4K ﹤0.01%
100
– –
CPRT icon
956
Copart
CPRT
$27.6B
$4K ﹤0.01%
816
+144
+21% +$809
CPRI icon
957
Capri Holdings
CPRI
$1.74B
$4K ﹤0.01%
100
– –
DEW icon
958
WisdomTree Global High Dividend Fund
DEW
$155M
$4K ﹤0.01%
100
– –
DSU icon
959
BlackRock Debt Strategies Fund
DSU
$597M
$4K ﹤0.01%
436
– –
EMLC icon
960
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.83B
$4K ﹤0.01%
116
+24
+26% +$882
ERH
961
Allspring Utilities & High Income Fund
ERH
$103M
$4K ﹤0.01%
300
– –
ETY icon
962
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$4K ﹤0.01%
440
– –
EXG icon
963
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.05B
$4K ﹤0.01%
495
– –
GDXJ icon
964
VanEck Junior Gold Miners ETF
GDXJ
$8.41B
$4K ﹤0.01%
97
– –
HACK icon
965
Amplify Cybersecurity ETF
HACK
$2.89B
$4K ﹤0.01%
181
– –
IGOV icon
966
iShares International Treasury Bond ETF
IGOV
$1.54B
$4K ﹤0.01%
86
+14
+19% +$687
LBRDA icon
967
Liberty Broadband Class A
LBRDA
$5.16B
$4K ﹤0.01%
69
– –
MCR
968
DELISTED
MFS Charter Income Trust
MCR
$4K ﹤0.01%
585
– –
MTB icon
969
M&T Bank
MTB
$36.2B
$4K ﹤0.01%
41
– –
PEG icon
970
Public Service Enterprise Group
PEG
$37.7B
$4K ﹤0.01%
96
– –
PINC
971
DELISTED
Premier
PINC
$4K ﹤0.01%
141
– –
PNFP icon
972
Pinnacle Financial Partners Inc
PNFP
$16B
$4K ﹤0.01%
100
– –
PNR icon
973
Pentair
PNR
$11B
$4K ﹤0.01%
122
– –
RWK icon
974
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$4K ﹤0.01%
100
– –
RWL icon
975
Invesco S&P 500 Revenue ETF
RWL
$9.87B
$4K ﹤0.01%
100
– –
37 38
39
40 41

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.