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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UGI icon
926
UGI
UGI
$7.56B
$16K ﹤0.01%
487
– –
VSS icon
927
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$12B
$16K ﹤0.01%
+158
New +$16.5K
VYMI icon
928
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$16K ﹤0.01%
315
– –
HDS
929
DELISTED
HD Supply Holdings, Inc.
HDS
$16K ﹤0.01%
399
+72
+22% +$2.75K
CBRL icon
930
Cracker Barrel
CBRL
$1.31B
$15K ﹤0.01%
137
+2
+1% +$234
ETR icon
931
Entergy
ETR
$49.9B
$15K ﹤0.01%
306
– –
FANG icon
932
Diamondback Energy
FANG
$55.9B
$15K ﹤0.01%
501
+459
+1,093% +$17.5K
FE icon
933
FirstEnergy
FE
$27.1B
$15K ﹤0.01%
547
-1,051
-66% -$33K
HAS icon
934
Hasbro
HAS
$13.6B
$15K ﹤0.01%
183
– –
IRBT
935
DELISTED
iRobot
IRBT
$15K ﹤0.01%
202
– –
JD icon
936
JD.com
JD
$39.6B
$15K ﹤0.01%
200
+134
+203% +$9.31K
PWV icon
937
Invesco Large Cap Value ETF
PWV
$1.79B
$15K ﹤0.01%
462
-327
-41% -$11.3K
RSPM icon
938
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$15K ﹤0.01%
650
-70
-10% -$1.57K
SAIC icon
939
Saic
SAIC
$5.35B
$15K ﹤0.01%
200
– –
TCRT icon
940
Alaunos Therapeutics
TCRT
$4.86M
$15K ﹤0.01%
40
– –
TRI icon
941
Thomson Reuters
TRI
$46B
$15K ﹤0.01%
184
– –
URE icon
942
ProShares Ultra Real Estate
URE
$60M
$15K ﹤0.01%
275
– –
VGK icon
943
Vanguard FTSE Europe ETF
VGK
$31.1B
$15K ﹤0.01%
300
– –
WAT icon
944
Waters Corp
WAT
$40.6B
$15K ﹤0.01%
80
– –
YEXT icon
945
Yext
YEXT
$613M
$15K ﹤0.01%
1,000
– –
NBIS
946
Nebius Group N.V.
NBIS
$69.3B
$15K ﹤0.01%
241
– –
ALRM icon
947
Alarm.com
ALRM
$2.74B
$14K ﹤0.01%
261
– –
AOS icon
948
A.O. Smith
AOS
$8.49B
$14K ﹤0.01%
274
– –
APO icon
949
Apollo Global Management
APO
$84.8B
$14K ﹤0.01%
318
– –
BAC.PRL icon
950
Bank of America Series L
BAC.PRL
$4.01B
$14K ﹤0.01%
10
– –
36 37
38
39 40

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.