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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNY icon
926
Sanofi
SNY
$104B
$8K ﹤0.01%
200
– –
TMUS icon
927
T-Mobile US
TMUS
$190B
$8K ﹤0.01%
119
+59
+98% +$3.96K
VLUE icon
928
iShares MSCI USA Value Factor ETF
VLUE
$9.47B
$8K ﹤0.01%
107
– –
WOLF icon
929
Wolfspeed
WOLF
$1.71B
$8K ﹤0.01%
198
-50
-20% -$2.03K
ZION icon
930
Zions Bancorporation
ZION
$10.3B
$8K ﹤0.01%
+200
New +$9.32K
ABB
931
DELISTED
ABB Ltd
ABB
$8K ﹤0.01%
468
-200
-30% -$4.05K
WBC
932
DELISTED
WABCO HOLDINGS INC.
WBC
$8K ﹤0.01%
83
-4
-5% -$443
CBM
933
DELISTED
Cambrex Corporation
CBM
$8K ﹤0.01%
200
– –
VIAB
934
DELISTED
Viacom Inc. Class B
VIAB
$8K ﹤0.01%
312
– –
REV
935
DELISTED
Revlon, Inc.
REV
$8K ﹤0.01%
297
– –
PSXP
936
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$8K ﹤0.01%
178
– –
AMN icon
937
AMN Healthcare
AMN
$1.4B
$7K ﹤0.01%
132
– –
AMX icon
938
America Movil
AMX
$71.2B
$7K ﹤0.01%
500
– –
BGY icon
939
BlackRock Enhanced International Dividend Trust
BGY
$529M
$7K ﹤0.01%
1,399
– –
BKT icon
940
BlackRock Income Trust
BKT
$341M
$7K ﹤0.01%
426
– –
CAH icon
941
Cardinal Health
CAH
$55.4B
$7K ﹤0.01%
173
– –
CBOE icon
942
Cboe Global Markets
CBOE
$29.9B
$7K ﹤0.01%
75
– –
CHH icon
943
Choice Hotels
CHH
$4.8B
$7K ﹤0.01%
100
– –
COTY icon
944
Coty
COTY
$2.48B
$7K ﹤0.01%
1,000
– –
EHI
945
Western Asset Global High Income Fund
EHI
$178M
$7K ﹤0.01%
820
– –
FMX icon
946
Fomento Económico Mexicano
FMX
$41.7B
$7K ﹤0.01%
+79
New +$7.02K
FR icon
947
First Industrial Realty Trust
FR
$8.44B
$7K ﹤0.01%
260
– –
FWONK icon
948
Liberty Media Series C
FWONK
$25.8B
$7K ﹤0.01%
240
– –
GNTX icon
949
Gentex
GNTX
$5.07B
$7K ﹤0.01%
363
-191
-34% -$4K
HDB icon
950
HDFC Bank
HDB
$121B
$7K ﹤0.01%
304
– –
36 37
38
39 40

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CCT
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.