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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMN icon
926
AMN Healthcare
AMN
$1.4B
$7K ﹤0.01%
+132
New +$7.88K
ASH icon
927
Ashland
ASH
$3.5B
$7K ﹤0.01%
97
– –
ASM
928
Avino Silver & Gold Mines
ASM
$1.2B
$7K ﹤0.01%
5,800
– –
BC icon
929
Brunswick
BC
$5.28B
$7K ﹤0.01%
110
– –
BCX icon
930
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$7K ﹤0.01%
836
– –
BKT icon
931
BlackRock Income Trust
BKT
$341M
$7K ﹤0.01%
426
– –
BR icon
932
Broadridge
BR
$19B
$7K ﹤0.01%
67
– –
CBOE icon
933
Cboe Global Markets
CBOE
$29.9B
$7K ﹤0.01%
+75
New +$7.92K
CHH icon
934
Choice Hotels
CHH
$4.8B
$7K ﹤0.01%
100
– –
COTY icon
935
Coty
COTY
$2.48B
$7K ﹤0.01%
+500
New +$7.7K
CPT icon
936
Camden Property Trust
CPT
$11.3B
$7K ﹤0.01%
+80
New +$6.97K
CXW icon
937
CoreCivic
CXW
$3.19B
$7K ﹤0.01%
316
– –
EFG icon
938
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$7K ﹤0.01%
+100
New +$8.1K
EHI
939
Western Asset Global High Income Fund
EHI
$178M
$7K ﹤0.01%
820
-1,000
-55% -$9.36K
FAX
940
abrdn Asia-Pacific Income Fund
FAX
$600M
$7K ﹤0.01%
289
– –
GDV icon
941
Gabelli Dividend & Income Trust
GDV
$2.66B
$7K ﹤0.01%
350
– –
HDB icon
942
HDFC Bank
HDB
$121B
$7K ﹤0.01%
304
– –
HEQ
943
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$7K ﹤0.01%
442
– –
HIG icon
944
Hartford Financial Services
HIG
$39.3B
$7K ﹤0.01%
141
-120
-46% -$6.29K
IBN icon
945
ICICI Bank
IBN
$108B
$7K ﹤0.01%
886
– –
IGOV icon
946
iShares International Treasury Bond ETF
IGOV
$1.54B
$7K ﹤0.01%
154
+11
+8% +$549
IYY icon
947
iShares Dow Jones US ETF
IYY
$3.06B
$7K ﹤0.01%
108
– –
LBRDK icon
948
Liberty Broadband Class C
LBRDK
$5.15B
$7K ﹤0.01%
102
-21
-17% -$1.59K
MDY icon
949
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$7K ﹤0.01%
20
– –
MMS icon
950
Maximus
MMS
$3.1B
$7K ﹤0.01%
114
– –
36 37
38
39 40

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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.