CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IWO icon
926
iShares Russell 2000 Growth ETF
IWO
$12.5B
$5K ﹤0.01%
41
– –
KMPR icon
927
Kemper
KMPR
$3.39B
$5K ﹤0.01%
180
– –
KRG icon
928
Kite Realty
KRG
$5.11B
$5K ﹤0.01%
213
– –
NOBL icon
929
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$5K ﹤0.01%
93
– –
SAN icon
930
Banco Santander
SAN
$141B
$5K ﹤0.01%
1,403
+13
+0.9% +$46
SDOG icon
931
ALPS Sector Dividend Dogs ETF
SDOG
$1.24B
$5K ﹤0.01%
138
+2
+1% +$72
TKC icon
932
Turkcell
TKC
$4.83B
$5K ﹤0.01%
578
– –
TLT icon
933
iShares 20+ Year Treasury Bond ETF
TLT
$48.9B
$5K ﹤0.01%
43
– –
WDC icon
934
Western Digital
WDC
$31.9B
$5K ﹤0.01%
164
+58
+55% +$1.77K
WIW
935
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$545M
$5K ﹤0.01%
451
– –
JBTM
936
JBT Marel Corporation
JBTM
$7.35B
$5K ﹤0.01%
92
– –
ERF
937
DELISTED
Enerplus Corporation
ERF
$5K ﹤0.01%
800
– –
MIC
938
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$5K ﹤0.01%
69
– –
FLOW
939
DELISTED
SPX FLOW, Inc.
FLOW
$5K ﹤0.01%
208
– –
INOV
940
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$5K ﹤0.01%
315
– –
ALSK
941
DELISTED
Alaska Communications Systems
ALSK
$5K ﹤0.01%
+3,413
New +$5K
INWK
942
DELISTED
InnerWorkings, Inc.
INWK
$5K ﹤0.01%
619
– –
APU
943
DELISTED
AmeriGas Partners, L.P.
APU
$5K ﹤0.01%
122
+3
+3% +$123
EHIC
944
DELISTED
eHi Car Services Limited
EHIC
$5K ﹤0.01%
500
– –
ABCO
945
DELISTED
Advisory Board Co/The
ABCO
$5K ﹤0.01%
160
– –
PRXL
946
DELISTED
Parexel International Corp
PRXL
$5K ﹤0.01%
89
– –
HAR
947
DELISTED
Harman International Industries
HAR
$5K ﹤0.01%
71
– –
EXAM
948
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
$5K ﹤0.01%
154
– –
CEO
949
DELISTED
CNOOC Limited
CEO
$5K ﹤0.01%
44
-13
-23% -$1.48K
GG
950
DELISTED
Goldcorp Inc
GG
$5K ﹤0.01%
300
– –
36 37
38
39 40