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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWO icon
926
iShares Russell 2000 Growth ETF
IWO
$15.1B
$5K ﹤0.01%
41
– –
KMPR icon
927
Kemper
KMPR
$1.68B
$5K ﹤0.01%
180
– –
KRG icon
928
Kite Realty
KRG
$5.36B
$5K ﹤0.01%
213
– –
NOBL icon
929
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$5K ﹤0.01%
186
– –
SAN icon
930
Banco Santander
SAN
$210B
$5K ﹤0.01%
1,403
+13
+0.9% +$56
SDOG icon
931
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$5K ﹤0.01%
138
+2
+1% +$79
TKC icon
932
Turkcell
TKC
$4.79B
$5K ﹤0.01%
578
– –
TLT icon
933
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$5K ﹤0.01%
43
– –
WDC icon
934
Western Digital
WDC
$150B
$5K ﹤0.01%
164
+58
+55% +$1.91K
WIW
935
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$5K ﹤0.01%
451
– –
JBTM
936
JBT Marel
JBTM
$6.39B
$5K ﹤0.01%
92
– –
ERF
937
DELISTED
Enerplus Corporation
ERF
$5K ﹤0.01%
800
– –
MIC
938
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$5K ﹤0.01%
69
– –
FLOW
939
DELISTED
SPX FLOW, Inc.
FLOW
$5K ﹤0.01%
208
– –
INOV
940
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$5K ﹤0.01%
315
– –
ALSK
941
DELISTED
Alaska Communications Systems
ALSK
$5K ﹤0.01%
+3,413
New +$6.11K
INWK
942
DELISTED
InnerWorkings, Inc.
INWK
$5K ﹤0.01%
619
– –
APU
943
DELISTED
AmeriGas Partners, L.P.
APU
$5K ﹤0.01%
122
+3
+3% +$132
EHIC
944
DELISTED
eHi Car Services Limited
EHIC
$5K ﹤0.01%
500
– –
ABCO
945
DELISTED
Advisory Board Co
ABCO
$5K ﹤0.01%
160
– –
PRXL
946
DELISTED
Parexel International Corp
PRXL
$5K ﹤0.01%
89
– –
HAR
947
DELISTED
Harman International Industries
HAR
$5K ﹤0.01%
71
– –
EXAM
948
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
$5K ﹤0.01%
154
– –
CEO
949
DELISTED
CNOOC Limited
CEO
$5K ﹤0.01%
44
-13
-23% -$1.57K
GG
950
DELISTED
Goldcorp Inc
GG
$5K ﹤0.01%
300
– –
36 37
38
39 40

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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.