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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLR
926
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$4K ﹤0.01%
190
– –
ECHO
927
DELISTED
Echo Global Logistics, Inc.
ECHO
$4K ﹤0.01%
232
– –
AIG.WS
928
DELISTED
American International Group, Inc.
AIG.WS
$4K ﹤0.01%
170
-3
-2% -$72
NBL
929
DELISTED
Noble Energy, Inc.
NBL
$4K ﹤0.01%
128
– –
INWK
930
DELISTED
InnerWorkings, Inc.
INWK
$4K ﹤0.01%
619
– –
APU
931
DELISTED
AmeriGas Partners, L.P.
APU
$4K ﹤0.01%
116
-2,148
-95% -$84.8K
CCP
932
DELISTED
Care Capital Properties, Inc.
CCP
$4K ﹤0.01%
+137
New +$4.36K
EXAM
933
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
$4K ﹤0.01%
154
– –
SZYM
934
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$4K ﹤0.01%
+1,750
New +$5.19K
ADT
935
DELISTED
ADT Corp
ADT
$4K ﹤0.01%
146
+17
+13% +$572
ALU
936
DELISTED
Alcatel-Lucent
ALU
$4K ﹤0.01%
1,281
-38
-3% -$147
STRZA
937
DELISTED
Starz - Series A
STRZA
$4K ﹤0.01%
139
+8
+6% +$285
KNGT
938
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$4K ﹤0.01%
+200
New +$4K
POM
939
DELISTED
PEPCO HOLDINGS, INC.
POM
$4K ﹤0.01%
183
– –
AJG icon
940
Arthur J. Gallagher & Co
AJG
$63.6B
$3K ﹤0.01%
82
– –
AWK icon
941
American Water Works
AWK
$26.9B
$3K ﹤0.01%
+57
New +$3.29K
CMG icon
942
Chipotle Mexican Grill
CMG
$41.5B
$3K ﹤0.01%
400
– –
CPRT icon
943
Copart
CPRT
$27.5B
$3K ﹤0.01%
672
– –
DEW icon
944
WisdomTree Global High Dividend Fund
DEW
$155M
$3K ﹤0.01%
+86
New +$3.47K
EOD
945
Allspring Global Dividend Opportunity Fund
EOD
$286M
$3K ﹤0.01%
650
– –
ERH
946
Allspring Utilities & High Income Fund
ERH
$103M
$3K ﹤0.01%
300
– –
IAT icon
947
iShares US Regional Banks ETF
IAT
$678M
$3K ﹤0.01%
100
– –
IONS icon
948
Ionis Pharmaceuticals
IONS
$9.4B
$3K ﹤0.01%
55
– –
IOR
949
Income Opportunity Realty Investors
IOR
$3K ﹤0.01%
456
– –
LBRDA icon
950
Liberty Broadband Class A
LBRDA
$5.16B
$3K ﹤0.01%
69
-46
-40% -$2.45K
36 37
38
39 40

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.