We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFAM icon
901
Bright Horizons
BFAM
$3.85B
$17K ﹤0.01%
117
+17
+17% +$2.14K
BL icon
902
BlackLine
BL
$1.82B
$17K ﹤0.01%
190
-47
-20% -$3.94K
CIEN icon
903
Ciena
CIEN
$62.7B
$17K ﹤0.01%
447
– –
GDDY icon
904
GoDaddy
GDDY
$12.7B
$17K ﹤0.01%
225
– –
KKR icon
905
KKR & Co
KKR
$103B
$17K ﹤0.01%
508
– –
NWS icon
906
News Corp Class B
NWS
$17.8B
$17K ﹤0.01%
1,253
-400
-24% -$5.58K
OLLI icon
907
Ollie's Bargain Outlet
OLLI
$4.7B
$17K ﹤0.01%
195
– –
SRVR icon
908
Pacer Data & Infrastructure Real Estate ETF
SRVR
$389M
$17K ﹤0.01%
500
– –
ST icon
909
Sensata Technologies
ST
$6.61B
$17K ﹤0.01%
406
– –
BKI
910
DELISTED
Black Knight, Inc. Common Stock
BKI
$17K ﹤0.01%
205
-7
-3% -$551
ABB
911
DELISTED
ABB Ltd
ABB
$17K ﹤0.01%
679
-500
-42% -$12.8K
BSCK
912
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$17K ﹤0.01%
819
– –
AEG icon
913
Aegon
AEG
$13.9B
$16K ﹤0.01%
7,127
– –
ETV
914
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
$16K ﹤0.01%
1,175
– –
EWL icon
915
iShares MSCI Switzerland ETF
EWL
$2.22B
$16K ﹤0.01%
395
– –
FCOM icon
916
Fidelity MSCI Communication Services Index ETF
FCOM
$1.79B
$16K ﹤0.01%
430
– –
HERO icon
917
Global X Video Games & Esports ETF
HERO
$66.8M
$16K ﹤0.01%
593
+3
+0.5% +$77
JEF icon
918
Jefferies Financial Group
JEF
$12.9B
$16K ﹤0.01%
943
-334
-26% -$5.46K
KRE icon
919
State Street SPDR S&P Regional Banking ETF
KRE
$4.67B
$16K ﹤0.01%
451
– –
KRNT icon
920
Kornit Digital
KRNT
$827M
$16K ﹤0.01%
248
– –
LUMN icon
921
Lumen
LUMN
$6.6B
$16K ﹤0.01%
1,605
+20
+1% +$208
LVS icon
922
Las Vegas Sands
LVS
$29.6B
$16K ﹤0.01%
350
-415
-54% -$19.8K
PCN
923
PIMCO Corporate & Income Strategy Fund
PCN
$883M
$16K ﹤0.01%
1,080
– –
TM icon
924
Toyota
TM
$223B
$16K ﹤0.01%
127
+125
+6,250% +$16.3K
TPIC
925
DELISTED
TPI Composites
TPIC
$16K ﹤0.01%
574
– –
35 36
37
38 39

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.