We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKI
901
DELISTED
Black Knight, Inc. Common Stock
BKI
$9K ﹤0.01%
209
+23
+12% +$1.08K
STOR
902
DELISTED
STORE Capital Corporation
STOR
$9K ﹤0.01%
322
– –
RSX
903
DELISTED
VanEck Russia ETF
RSX
$9K ﹤0.01%
500
– –
LION
904
DELISTED
Fidelity Southern Corporation
LION
$9K ﹤0.01%
333
+2
+0.6% +$47
WES
905
DELISTED
Western Gas Partners Lp
WES
$9K ﹤0.01%
200
– –
BAH icon
906
Booz Allen Hamilton
BAH
$9.15B
$8K ﹤0.01%
179
– –
BL icon
907
BlackLine
BL
$1.72B
$8K ﹤0.01%
+190
New +$8.08K
CGNX icon
908
Cognex
CGNX
$11.3B
$8K ﹤0.01%
209
+40
+24% +$1.73K
CHY
909
Calamos Convertible and High Income Fund
CHY
$1.06B
$8K ﹤0.01%
880
– –
CSQ icon
910
Calamos Strategic Total Return Fund
CSQ
$3.35B
$8K ﹤0.01%
733
– –
DOX icon
911
Amdocs
DOX
$6.22B
$8K ﹤0.01%
+150
New +$9.4K
DVN icon
912
Devon Energy
DVN
$47.3B
$8K ﹤0.01%
349
+3
+0.9% +$92
EA
913
DELISTED
Electronic Arts
EA
$8K ﹤0.01%
100
– –
EDIT icon
914
Editas Medicine
EDIT
$442M
$8K ﹤0.01%
+325
New +$8.84K
EWC icon
915
iShares MSCI Canada ETF
EWC
$6.46B
$8K ﹤0.01%
354
– –
GLOB icon
916
Globant
GLOB
$1.61B
$8K ﹤0.01%
151
– –
HLT icon
917
Hilton Worldwide
HLT
$71.5B
$8K ﹤0.01%
119
-1
-0.8% -$72
IGOV icon
918
iShares International Treasury Bond ETF
IGOV
$1.54B
$8K ﹤0.01%
164
– –
KB icon
919
KB Financial Group
KB
$43.5B
$8K ﹤0.01%
196
– –
MCR
920
DELISTED
MFS Charter Income Trust
MCR
$8K ﹤0.01%
1,085
– –
MDIV icon
921
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$8K ﹤0.01%
460
– –
MGEE icon
922
MGE Energy Inc
MGEE
$3.08B
$8K ﹤0.01%
150
– –
MIDU icon
923
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$79.4M
$8K ﹤0.01%
297
+197
+197% +$7.66K
SCZ icon
924
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$8K ﹤0.01%
165
– –
SLM icon
925
SLM Corp
SLM
$5.15B
$8K ﹤0.01%
1,000
– –
35 36
37
38 39

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.