CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,320
New
Increased
Reduced
Closed

Top Buys

1
+$12.2M
2
+$11.5M
3
+$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.81M

Top Sells

1
+$6.02M
2
+$1.66M
3
+$1.33M
4
PACW
PacWest Bancorp
PACW
+$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
901
$6K ﹤0.01%
+500
902
$6K ﹤0.01%
698
+580
903
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170
904
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257
905
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73
-5
906
$6K ﹤0.01%
1,000
907
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150
908
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226
909
$6K ﹤0.01%
133
910
$6K ﹤0.01%
+235
911
$6K ﹤0.01%
142
912
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500
913
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179
914
$5K ﹤0.01%
196
915
$5K ﹤0.01%
421
+131
916
$5K ﹤0.01%
65
917
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1,042
-251
918
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294
919
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90
-10
920
$5K ﹤0.01%
256
921
$5K ﹤0.01%
151
922
$5K ﹤0.01%
218
923
$5K ﹤0.01%
215
924
$5K ﹤0.01%
100
925
$5K ﹤0.01%
+180
35 36
37
38 39