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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIW icon
901
Highwoods Properties
HIW
$3.47B
$4K ﹤0.01%
100
– –
HRI icon
902
Herc Holdings
HRI
$5.61B
$4K ﹤0.01%
115
– –
IXN icon
903
iShares Global Tech ETF
IXN
$9.26B
$4K ﹤0.01%
300
– –
MAN icon
904
ManpowerGroup
MAN
$2.63B
$4K ﹤0.01%
+50
New +$4.37K
MTB icon
905
M&T Bank
MTB
$36.2B
$4K ﹤0.01%
41
– –
NVRI icon
906
Enviri
NVRI
$620M
$4K ﹤0.01%
598
– –
PNR icon
907
Pentair
PNR
$11B
$4K ﹤0.01%
122
+101
+481% +$3.69K
POWL icon
908
Powell Industries
POWL
$7.71B
$4K ﹤0.01%
+510
New +$5.29K
PRO
909
DELISTED
PROS Holdings
PRO
$4K ﹤0.01%
210
– –
RWK icon
910
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$4K ﹤0.01%
100
– –
SCHP icon
911
Schwab US TIPS ETF
SCHP
$16.2B
$4K ﹤0.01%
162
– –
SCZ icon
912
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$4K ﹤0.01%
87
– –
SHM icon
913
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$4K ﹤0.01%
91
– –
SNV
914
DELISTED
Synovus
SNV
$4K ﹤0.01%
145
– –
THQ
915
abrdn Healthcare Opportunities Fund
THQ
$796M
$4K ﹤0.01%
250
– –
UPBD icon
916
Upbound Group
UPBD
$1.16B
$4K ﹤0.01%
300
– –
UYG icon
917
ProShares Ultra Financials
UYG
$845M
$4K ﹤0.01%
180
– –
VRNT
918
DELISTED
Verint Systems
VRNT
$4K ﹤0.01%
206
– –
WCN
919
Waste Connections
WCN
$42B
$4K ﹤0.01%
111
– –
WDC icon
920
Western Digital
WDC
$150B
$4K ﹤0.01%
+106
New +$5.41K
WTW icon
921
Willis Towers Watson
WTW
$32B
$4K ﹤0.01%
31
– –
CPAY icon
922
Corpay
CPAY
$25.7B
$4K ﹤0.01%
33
– –
CMBT
923
CMB.TECH NV
CMBT
$4.73B
$4K ﹤0.01%
315
– –
GAP
924
The Gap Inc
GAP
$7.37B
$4K ﹤0.01%
164
+140
+583% +$3.73K
JBTM
925
JBT Marel
JBTM
$6.39B
$4K ﹤0.01%
92
– –
35 36
37
38 39

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6M
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RFA
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.